DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• D•••• D•••••

C•••••• C•••••• M••••••••• A•••••••• L••independent RIAOr;And Park, Il IA-onlyIAPD 1833578

Feed of 09/14/2026

Also filed as D•••• D•••••

At current firm

3 y

since Jul 12, 2023

In the industry

38 y

since Jun 24, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• C•••••• M••••••••• A•••••••• L•• independent RIA current
since Jul 12, 2023 · Or;And Park, Il
A••••••• T•••• I••••••••• S••••••• A•••••••• I••• state registered
May 6, 2020 to Nov 14, 2023 · Whiting, In
L•••••• S•• I••••••••• A•••••••• L••••• BD affiliated
May 20, 2013 to Mar 31, 2020 · Frankfort, Il
L•• F•••••••• L•• BD affiliated
Jul 18, 2008 to Dec 12, 2012 · Frankfort, Il
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Feb 21, 2003 to Jul 22, 2008 · C••••••, Il
N••••••• T•••• S••••••••• I•• BD affiliated
Mar 25, 2002 to Mar 3, 2003 · C••••••, Il

Moves

a registration end followed by a registration begin elsewhere

A••••••• T•••• I••••••••• S••••••• A•••••••• I••• to C•••••• C•••••• M••••••••• A•••••••• L••
left Nov 14, 2023, registered Jul 12, 2023 (-125 days) · Other
L•••••• S•• I••••••••• A•••••••• L••••• to A••••••• T•••• I••••••••• S••••••• A•••••••• I•••
left Mar 31, 2020, registered May 6, 2020 (36 days) · Affiliated broker-dealer or bank to a state-registered adviser
L•• F•••••••• L•• to L•••••• S•• I••••••••• A•••••••• L•••••
left Dec 12, 2012, registered May 20, 2013 (159 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••
left Jul 22, 2008, registered Jul 18, 2008 (-4 days) · Other
N••••••• T•••• S••••••••• I•• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Mar 3, 2003, registered Feb 21, 2003 (-10 days) · Other

Signals

J•••• D•••• D••••• left A••••••• T•••• I••••••••• S••••••• A•••••••• I••• for C•••••• C•••••• M••••••••• A•••••••• L•• (registered 2023-07-12)
Nov 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address