M••• S••••• W•••••

• A••••••• W••••• A••••••• BD affiliated current
  since Apr 27, 2022 · Rochester, Ny
• M•• I•••••••• S•••••••• L•• BD affiliated
  Aug 12, 2014 to Apr 28, 2022 · Rochester, Ny
• E•••••••• A•••••••• L•• national BD
  Jun 1, 2005 to Apr 18, 2007 · Rochester, Ny
• M••• S••••••••• C••••••••• unclassified
  Feb 26, 1993 to Jun 1, 2005 · Rochester, Ny

• M•• I•••••••• S•••••••• L•• to A••••••• W••••• A•••••••
  left Apr 28, 2022, registered Apr 27, 2022 (-1 days) · Affiliated broker-dealer or bank to another
• E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
  left Apr 18, 2007, registered Aug 12, 2014 (2673 days) · Other
• M••• S••••••••• C••••••••• to E•••••••• A•••••••• L••
  left Jun 1, 2005, registered Jun 1, 2005 (0 days) · corporate re-registration, not a move

• ••• Locked
  Apr 28, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

38derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address