M••• A•••• P••

M••••• S••••••wirehouseNew York, Nydual registrantIAPD 1841399

Feed of 09/14/2026

Also filed as M••• A•••• T•••••••••

At current firm

3 y

since Nov 21, 2022

In the industry

38 y

since Jul 27, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Nov 21, 2022 · New York, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Jul 16, 2010 to Nov 22, 2022 · New York, Ny
H••• S••••••••• •••• I••• BD affiliated
Aug 25, 2009 to May 10, 2010 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Nov 22, 2022, registered Nov 21, 2022 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
H••• S••••••••• •••• I••• to C•••••••• G••••• M•••••• I•••
left May 10, 2010, registered Jul 16, 2010 (67 days) · Other

Signals

••• Locked
Nov 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address