RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••••• C••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Broomall, Pa
- O•••• F•• I••• formerNov 14, 2019 to Jan 24, 2025 · Broomall, Pa
- E•• F•••••••• A••••••• independent RIAJul 31, 2008 to Nov 14, 2019 · Montpelier, Vt
- H•••••• T••••••• • K•••• L•• independent RIAOct 23, 2002 to Jul 29, 2008 · Conshohocken, Pa
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- E•• F•••••••• A••••••• to O•••• F•• I•••left Nov 14, 2019, registered Nov 14, 2019 (0 days) · Affiliated broker-dealer or bank to another
- H•••••• T••••••• • K•••• L•• to E•• F•••••••• A•••••••left Jul 29, 2008, registered Jul 31, 2008 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address