DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• E••••• E••

U••• B•••••• A•••••••• L••BD affiliatedLos Angeles, Cadual registrantIAPD 1843373

Feed of 09/14/2026

Also filed as Jim Ely

At current firm

0 y

since Feb 13, 2026

In the industry

36 y

since Aug 1, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Los Angeles, Ca
U••• B•••••• I••••••••• I••• former
Oct 27, 2021 to Feb 13, 2026 · Los Angeles, Ca
W•••••• S••••••••• I••• BD affiliated
Feb 11, 2015 to Oct 22, 2021 · Los Angeles, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Feb 14, 2013 · San Francisco, Ca
C••••••• I••••••••• S••••••• unclassified
Apr 15, 2004 to May 29, 2007 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
W•••••• S••••••••• I••• to U••• B•••••• I••••••••• I•••
left Oct 22, 2021, registered Oct 27, 2021 (5 days) · Affiliated broker-dealer or bank to another
C•••••••• G••••• M•••••• I••• to W•••••• S••••••••• I•••
left Feb 14, 2013, registered Feb 11, 2015 (727 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address