DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wedbush Securities Inc.
Latest filing Apr 16, 2026
First filing on the tape Mar 30, 2012 · 64 filings
SEC status approved since Feb 27, 1970
RAUM
$5.7B
reported, Item 5.F
Discretionary
69%
of RAUM
Private clients
95%
$5.4B individuals and HNW
Advisors
220
registered through the firm on IAPD
RAUM per advisor
$25.8M
derived; firm RAUM over IAPD count
Employees
897
202 advisory (5.B.1)
Offices
58
beyond the principal office
Private funds
0
reported on Schedule D
History
64 filings and snapshots on the tape
RAUM$5.7B as of Apr 16, 2026
Sep 28, 2012$1.1B then
HNW client RAUM$2.8B as of Apr 16, 2026
Sep 28, 2018$694M then
State-registered IARs (5.B.3)315 as of Apr 16, 2026
Sep 30, 2013170 then
Employees (5.A)897 as of Apr 16, 2026
Sep 30, 20131,000 then
Private funds: no history
RAUM -1.0% over the last fiscal year+14% a year over threeIARs 214 to 315
Practice profile
derived from the filing of Apr 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $25.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $565,769derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 69%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 3.8derived59 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +47%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.3%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $5.7BreportedItem 5.I
- Custody
- $5.7B, 10,048 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.8B49%
- Individuals$2.6B46%
- Corporations and businesses$161M2.9%
- Charitable organizations$101M1.8%
- Pooled investment vehicles$4.3M0.1%
- Individual clients
- 7,291reported
- HNW clients
- 2,636reported
- Pension plan clients
- n/areported
- Charitable clients
- 13reported
- Accounts
- 10,048reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $1.7B sponsored, $0 managedreported
- Custody of client assets
- $5.7B for 10,048 clientsreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=482.0derived
Advisors registered through the firm
218 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Louis Stewart | Pasadena, Ca | Apr 10, 2006 | 26 y | 2 |
| Michael David Ohlson | Santa Rosa, Ca | Jun 1, 2006 | 37 y | 0 |
| Norman Eugene Parrott | Anchorage, Ak | Jun 1, 2006 | 28 y | 1 |
| Dreux Mcnairy | Pasadena, Ca | Jun 1, 2006 | 41 y | 0 |
| David Charles Seymour | Pasadena, Ca | Jul 20, 2006 | 45 y | 1 |
| James Robert Ward | Pasadena, Ca | Sep 8, 2006 | 26 y | 2 |
| Richard Scott Graham | Pasadena, Ca | Sep 8, 2006 | 37 y | 2 |
| Scott Alan Smallman | Seattle, Wa | Oct 27, 2006 | 44 y | 2 |
| Kristin Lisa RathjenPersonal Financial Specialist | Denver, Co | Nov 8, 2006 | 25 y | 0 |
| Lawrence Staples Brown | Pasadena, Ca | Nov 29, 2006 | 43 y | 1 |
| Yoel Edunn | Pasadena, Ca | Dec 15, 2006 | 28 y | 1 |
| Michael Barry Gladstone | Pasadena, Ca | Jan 9, 2007 | 34 y | 1 |
| Bernard Giles Obrien | Woodland Hills, Ca | Feb 20, 2007 | 37 y | 0 |
| Douglas Frank Van Deren | Pasadena, Ca | Mar 2, 2007 | 34 y | 1 |
| Pamela Jane Sowers | Newport Beach, Ca | Mar 7, 2007 | 26 y | 2 |
| James Patrick Hennessy | Pasadena, Ca | Mar 7, 2007 | 36 y | 1 |
| Michael John Penton | Denver, Co | May 3, 2007 | 38 y | 0 |
| Stephen Pitchkolan | San Diego, Ca | Jun 25, 2007 | 46 y | 0 |
| Todd Andrew Brooks | Pasadena, Ca | Jul 6, 2007 | 21 y | 1 |
| Albert G Fong | Pasadena, Ca | Jul 6, 2007 | 40 y | 2 |
| Michael Al Batt | Orangevale, Ca | Aug 10, 2007 | 35 y | 2 |
| Sheryl Rose PattersonCertified Financial Planner | Pasadena, Ca | Oct 22, 2007 | 32 y | 1 |
| Meaghan Mckenzie | Pasadena, Ca | Oct 22, 2007 | 33 y | 1 |
| Eleanor Pascalide | Pasadena, Ca | Nov 15, 2007 | 29 y | 0 |
| Raymond Wyman Chow | Pasadena, Ca | Mar 20, 2008 | 28 y | 1 |
| Dru Edward Gilbert | Vancouver, Wa | Mar 20, 2008 | 41 y | 1 |
| Christopher Allen Myers | Denver, Co | Apr 14, 2008 | 30 y | 0 |
| Franklin Roosevelt Farr | Anchorage, Ak | Aug 20, 2008 | 54 y | 0 |
| Thomas A Packer | Anchorage, Ak | Aug 21, 2008 | 38 y | 0 |
| Joseph Frank Rubinstein | Pasadena, Ca | Sep 22, 2008 | 34 y | 1 |
| John Scott Alling | San Diego, Ca | Jan 2, 2009 | 42 y | 1 |
| James Patrick Stephan | La Jolla, Ca | Jan 2, 2009 | 36 y | 1 |
| Arthur Jon Knori | Pasadena, Ca | Jan 2, 2009 | 36 y | 1 |
| Thomas Cushing Buckingham | Camano Island, Wa | Jan 2, 2009 | 38 y | 1 |
| Katrina Lin Dudley | La Jolla, Ca | Jan 2, 2009 | 28 y | 1 |
| John Robert Mcparlane | La Jolla, Ca | Jan 6, 2009 | 41 y | 1 |
| Robert Emerson Friedman | Laguna Woods, Ca | Jan 6, 2009 | 32 y | 2 |
| Charles Paul Lazzaro | Pasadena, Ca | Feb 4, 2009 | 46 y | 1 |
| Bradley Scott Titus | Carlsbad, Ca | Apr 14, 2009 | 43 y | 0 |
| Christopher Paul Boesche | Pasadena, Ca | Apr 22, 2009 | 28 y | 2 |
Advisor movement
10 left, 18 joined in 12 months
net +8 in 12 months1 left in 90 days7 joined in 90 daysdeparture rate 4.5% of current headcount48 left over 36 months
Left, latest
- John Andrew Swanson to LPL Financial LLCJul 15, 2026 · Affiliated broker-dealer or bank to another
- Doug John Ireland to Ep Wealth AdvisorsMay 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- William Harrison Floyd to LPL Financial LLCMay 21, 2026 · Affiliated broker-dealer or bank to another
- Rebecca Mayer Hern to LPL Financial LLCMay 21, 2026 · Affiliated broker-dealer or bank to another
- Edward Parks to J.P. Morgan Securities LLCMay 7, 2026 · Affiliated broker-dealer or bank to wirehouse
- Hayden Loboy to J.P. Morgan Securities LLCApr 22, 2026 · Affiliated broker-dealer or bank to wirehouse
- Jazmin Gabriela Carpenter to Raymond James & Associates, Inc.Apr 16, 2026 · Affiliated broker-dealer or bank to another
- Jessica Anne Quinn to Raymond James & Associates, Inc.Apr 16, 2026 · Affiliated broker-dealer or bank to another
- Paul Mark Bonaccini to Ameriprise Financial Services, LLCOct 31, 2025 · Affiliated broker-dealer or bank to another
- Antoni Enrique Lucas to LPL Financial LLCOct 7, 2025 · Affiliated broker-dealer or bank to another
- Anthony Dupre to Northwestern Mutual Investment Services,LLCAug 26, 2025 · Other
- Daniel Chareles Bertolet to Ameriprise Financial Services, LLCAug 19, 2025 · Affiliated broker-dealer or bank to another
- Michael Hayes Hamilton to LPL Financial LLCAug 13, 2025 · Affiliated broker-dealer or bank to another
- Valencia Joyce Linton to LPL Financial LLCAug 13, 2025 · Affiliated broker-dealer or bank to another
- Lisa Gaye Marcelli to LPL Financial LLCAug 13, 2025 · Affiliated broker-dealer or bank to another
Joined, latest
- James Daniel Mcdermott from Osaic Wealth, Inc.Sep 14, 2026 · Affiliated broker-dealer or bank to another
- Sherry Phillips Malone from UBS Financial Services Inc.Sep 10, 2026 · Wirehouse to affiliated broker-dealer or bank
- Patricia Anne Blair from UBS Financial Services Inc.Sep 4, 2026 · Wirehouse to affiliated broker-dealer or bank
- Kevin Emmett Herron from UBS Financial Services Inc.Sep 4, 2026 · Wirehouse to affiliated broker-dealer or bank
- James Dee Carlson from UBS Financial Services Inc.Sep 4, 2026 · Wirehouse to affiliated broker-dealer or bank
- Jack Anthony Balestrieri from First Trust Advisors LPAug 24, 2026 · Other
- Graham Johnson from Equitable Advisors, LLCAug 12, 2026 · Affiliated broker-dealer or bank to another
- Steven M Schwary from Stifel, Nicolaus & Company, IncorporatedApr 29, 2026 · Affiliated broker-dealer or bank to another
- Edward Parks from LPL Enterprise, LLCMar 24, 2026 · Affiliated broker-dealer or bank to another
- Michael Jonathon Garcar from Equitable Advisors, LLCFeb 23, 2026 · Affiliated broker-dealer or bank to another
- Kurt Verner Ryden from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 11, 2026 · Wirehouse to affiliated broker-dealer or bank
- Harold Pearson from M.L. Stern & Co., LLC.Jan 20, 2026 · Other
- Ryan Scott Alling from Edward JonesJan 5, 2026 · Affiliated broker-dealer or bank to another
- Paul Matthew Delzio from Edward JonesJan 5, 2026 · Affiliated broker-dealer or bank to another
- Richard Allen Wright from Morgan StanleyJan 5, 2026 · Wirehouse to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for LPL Financial LLCMay 21, 2026 · Denver, Co
- 2 left for Raymond James & Associates, Inc.Apr 16, 2026 · Pasadena, Ca
- 2 left for LPL Financial LLCAug 13, 2025 · Pasadena, Ca
- 3 left for LPL Financial LLCAug 13, 2025 · Houston, Tx
- 2 left for LPL Financial LLCJun 5, 2025 · Newport Beach, Ca
- 3 left for LPL Financial LLCMay 19, 2025 · Malibu, Ca
- 3 left for Oppenheimer & Co. Inc.Dec 15, 2024 · Los Angeles, Ca
- 3 left for LPL Financial LLCOct 7, 2024 · Sacramento, Ca
- 4 joined from UBS Financial Services Inc.Sep 15, 2026 · Greensboro, Nc
- 4 joined from Mcdonald Partners LLCSep 4, 2025 · Cleveland, Oh
- 2 joined from B. Riley Wealth Advisors, Inc.Nov 24, 2024 · Bryn Mawr, Pa
- 2 joined from B. Riley Wealth Advisors, Inc.Oct 16, 2024 · Bryn Mawr, Pa
- 2 joined from Raymond James & Associates, Inc.May 18, 2022 · Ft Pierce, Fl
- 3 joined from B Riley Wealth ManagementApr 20, 2021 · Houston, Tx
- 2 joined from Wells Fargo AdvisorsSep 11, 2020 · Radnor, Pa
- 2 joined from Avondale Partners, LLCNov 2, 2018 · Nashville, Tn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Daniel Eric Billings · Executive Vice President, Chief Financial Officer, Directorcontrolsince 12/2019 · owns less than 5%
- Geoffrey Conor Bland · Directorcontrolsince 01/2022 · owns less than 5%
- Francis Burke Dempsey · Executive Vice Presidentcontrolsince 09/2019 · owns less than 5%
- Andrew Walter Druch · Executive Vice President, General Counsel, Chief Administrative Officer, Directorcontrolsince 12/2019 · owns less than 5%
- Robert Gerard Fitzsimmons · Executive Vice Presidentcontrolsince 08/2018 · owns less than 5%
- Kirsten Campbell Fraunces · Executive Vice Presidentcontrolsince 09/2019 · owns less than 5%
- Donald Wayne Hultgren · Executive Chair, Directorcontrolsince 01/2022 · owns less than 5%
- Christopher Michael Mone · Executive Vice Presidentcontrolsince 03/2019 · owns less than 5%
- Rodrigo Nmn Parrode · Evp, Chief Operating Officercontrolsince 10/2021 · owns less than 5%
- Robert Edward Paset · Executive Vice Presidentcontrolsince 09/2019 · owns less than 5%
- Erin Kathleen Preston · Chief Compliance Officercontrolsince 02/2021 · owns less than 5%
- Gary Lance Wedbush · President, Directorcontrolsince 10/2020 · owns less than 5%
Entity owners
- Wedbush Financial Services, · Ownerdirect · owns 75% or more
- Wedbush Financial Services, LLC · Ownerdirect · owns 75% or more
- Edward And Jean Wedbush Family Trust · Sole Memberindirect · owns 75% or more of Wedbush Family Partners, LLC
- The Bryn Mawr Trust Company Of Delaware · Trusteeindirect · owns F of Edward And Jean Wedbush Family Trust
- Wedbush Capital · Sole Memberindirect · owns 75% or more of Wedbush Financial Services, LLC
- Wedbush Family Partners, LLC · Shareholderindirect · owns 50% to 75% of Wedbush Capital
Related persons
Schedule D 7.A
- Lightspeed Financial Services Group LLCbroker-dealern
- Mw Investment Strategyinvestment advisernRAUM $42.8M
- Onward Advisors LLCinvestment advisern
- Qapital Invest, LLCinvestment advisernRAUM $42.1M
- Sepulveda Management LLCinvestment advisernRAUM $355M
- Van Hulzen Financial Advisorsinvestment advisernRAUM $2.1B
- Wedbush & Co., LLCbroker-dealern
- Wedbush Capital Management, LLCinvestment advisern
- Wedbush Europe Ltd.broker-dealern
- Wedbush Ventures Managementinvestment advisern
Advisers that list Wedbush Securities Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pasadena, Ca · principal | 146 | 14 | 2 | 1 | |
| Newport Beach, Ca | 27 | 8 | 1 | ||
| Denver, Co | 24 | 2 | 3 | 1 | |
| New York, Ny | 18 | 3 | 1 | ||
| Radnor, Pa | 15 | 1 | 0 | ||
| Seattle, Wa | 13 | 2 | 0 | ||
| San Diego, Ca | 12 | 4 | 0 | ||
| La Jolla, Ca | 8 | 1 | 0 | ||
| Jupiter, Fl | 7 | 0 | 0 | ||
| Lake Oswego, Or | 7 | 1 | 0 | ||
| Anchorage, Ak | 7 | 0 | 0 | ||
| Scottsdale, Az | 6 | 0 | 0 | ||
| Greensboro, Nc | 5 | 4 | 0 | ||
| Santa Rosa, Ca | 5 | 1 | 0 | ||
| Cleveland, Oh | 5 | 1 | 0 | ||
| Dallas, Tx | 4 | 1 | 0 | ||
| Jersey City, Nj | 4 | 0 | 0 | ||
| Sacramento, Ca | 3 | 1 | 0 | ||
| Carlsbad, Ca | 3 | 0 | 0 | ||
| Roseville, Ca | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA48 employees
- Los Angeles, CA11 employees
- Lake Oswego, OR11 employees
- New York, NY10 employees
- Seattle, WA10 employees
- Pasadena, CA10 employees
- Denver, CO9 employees
- La Jolla, CA9 employees
- Anchorage, AK8 employees
- Newport Beach, CA8 employees
- San Diego, CA7 employees
- Dallas, TX6 employees
- Houston, TX5 employees
- Traverse City, MI5 employees
- Sacramento, CA5 employees
- Santa Rosa, CA5 employees
- Woodland Hills, CA4 employees
- Scottsdale, AZ4 employees
- Radnor, PA4 employees
- Scottsdale, AZ3 employees
- Roseville, CA3 employees
- Beverly Hills, CA3 employees
- San Francisco, CA2 employees
- Honolulu, HI2 employees
- Armonk, NY2 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- advisors up RAUM flatCombination · filing Apr 16, 2026the advisor count grew 25 percent or more while RAUM stayed within 5 percent: hiring or an acquisition ahead of assets, or assets that did not follow. RAUM $5,740,403,431 to $5,684,848,455, advisors 214 to 315, private clients 9952 to 9927, offices 58 to 58 (2025-03-27 to 2026-04-16)peers: affiliated wealth managers, $5B to $20B (53)
- new owner headcount expandsCombination · filing Apr 16, 2026WEDBUSH FINANCIAL SERVICES, joined Schedule A on the filing of 2026-04-16; advisors 214.0 to 315.0 between the annual amendments of 2025-03-27 and 2026-04-16peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Accounts · 10,099 to 10,048Aug 20, 2025 to Oct 13, 2025
- Advisory employees · 214 to 202Aug 20, 2025 to Oct 13, 2025
- BD registered reps · 504 to 482Aug 20, 2025 to Oct 13, 2025
- Charity clients · 23 to 13Aug 20, 2025 to Oct 13, 2025
- Corporate clients · 71 to 66Aug 20, 2025 to Oct 13, 2025
- HNW clients · 2,262 to 2,636Aug 20, 2025 to Oct 13, 2025
- Individual clients · 7,690 to 7,291Aug 20, 2025 to Oct 13, 2025
- Pooled vehicle clients · 15 to 4Aug 20, 2025 to Oct 13, 2025
- Assets in custody · $5.7B to $5.7BAug 20, 2025 to Oct 13, 2025
- Employees · 950 to 897Aug 20, 2025 to Oct 13, 2025
- Insurance-licensed employees · 6 to 7Aug 20, 2025 to Oct 13, 2025
- HQ city · LOS ANGELES to PASADENAAug 20, 2025 to Oct 13, 2025
- State-registered IARs · 214 to 315Aug 20, 2025 to Oct 13, 2025
- Discretionary RAUM · $3.9B to $3.9BAug 20, 2025 to Oct 13, 2025
- HNW RAUM · $2.5B to $2.8BAug 20, 2025 to Oct 13, 2025
- Individual RAUM · $2.7B to $2.6BAug 20, 2025 to Oct 13, 2025
- Non-discretionary RAUM · $1.9B to $1.7BAug 20, 2025 to Oct 13, 2025
- Pooled vehicle RAUM · $15.6M to $4.3MAug 20, 2025 to Oct 13, 2025
- RAUM · $5.7B to $5.7BAug 20, 2025 to Oct 13, 2025
- Wrap assets (sponsor) · $1.9B to $1.7BAug 20, 2025 to Oct 13, 2025
- Financial planning clients · 251-500 to 251-500May 28, 2025 to Jun 3, 2025
- Accounts · 9,055 to 10,099Jun 4, 2024 to Sep 30, 2024
- Advisory employees · 227 to 214Jun 4, 2024 to Sep 30, 2024
- Charity clients · 19 to 23Jun 4, 2024 to Sep 30, 2024
- Corporate clients · 59 to 71Jun 4, 2024 to Sep 30, 2024
- HNW clients · 1,717 to 2,262Jun 4, 2024 to Sep 30, 2024
- Individual clients · 7,223 to 7,690Jun 4, 2024 to Sep 30, 2024
- Pooled vehicle clients · 11 to 15Jun 4, 2024 to Sep 30, 2024
- Assets in custody · $4.5B to $5.7BJun 4, 2024 to Sep 30, 2024
- Employees · 953 to 950Jun 4, 2024 to Sep 30, 2024
- Insurance-licensed employees · 2 to 6Jun 4, 2024 to Sep 30, 2024
- State-registered IARs · 227 to 214Jun 4, 2024 to Sep 30, 2024
- Discretionary RAUM · $3.2B to $3.9BJun 4, 2024 to Sep 30, 2024
- HNW RAUM · $1.9B to $2.5BJun 4, 2024 to Sep 30, 2024
- Individual RAUM · $2.4B to $2.7BJun 4, 2024 to Sep 30, 2024
- Non-discretionary RAUM · $1.3B to $1.9BJun 4, 2024 to Sep 30, 2024
- Pooled vehicle RAUM · $12.2M to $15.6MJun 4, 2024 to Sep 30, 2024
- RAUM · $4.5B to $5.7BJun 4, 2024 to Sep 30, 2024
- Wrap assets (sponsor) · $1.3B to $1.9BJun 4, 2024 to Sep 30, 2024
- Accounts · 8,553 to 9,055Aug 18, 2023 to Sep 29, 2023
Signals
60 dated events
- Zeke Lefton registered as an investment adviser representative at Wedbush Securities Inc.Sep 15, 2026 · Advisor registered · fact
- 4 advisors left UBS Financial Services Inc. (Greensboro, NC) for Wedbush Securities Inc. on the same daySep 15, 2026 · Team lift-out · derived
- James Daniel Mcdermott registered as an investment adviser representative at Wedbush Securities Inc.Sep 14, 2026 · Advisor registered · fact
- John Andrew Swanson left Wedbush Securities Inc. for Lpl Financial Llc (registered 2026-07-15)Jul 15, 2026 · Advisor changed firm · fact
- Doug John Ireland left Wedbush Securities Inc. for Ep Wealth Advisors (registered 2026-06-04)May 22, 2026 · Advisor changed firm · fact
- William Harrison Floyd left Wedbush Securities Inc. for Lpl Financial Llc (registered 2026-05-21)May 21, 2026 · Advisor changed firm · fact
- Rebecca Mayer Hern left Wedbush Securities Inc. for Lpl Financial Llc (registered 2026-05-21)May 21, 2026 · Advisor changed firm · fact
- 2 advisors left Wedbush Securities Inc. (Denver, CO) for LPL Financial LLC on the same dayMay 21, 2026 · Team lift-out · derived
- William Cullen Rogers no longer registered at Wedbush Securities Inc.; no later IA registration on IAPDMay 11, 2026 · Advisor departure · fact
- Edward Parks left Wedbush Securities Inc. for J.P. Morgan Securities Llc (registered 2026-06-05)May 7, 2026 · Advisor changed firm · fact
- Hayden Loboy left Wedbush Securities Inc. for J.P. Morgan Securities Llc (registered 2026-05-11)Apr 22, 2026 · Advisor changed firm · fact
- Jessica Anne Quinn left Wedbush Securities Inc. for Raymond James & Associates, Inc. (registered 2026-04-16)Apr 16, 2026 · Advisor changed firm · fact
- Jazmin Gabriela Carpenter left Wedbush Securities Inc. for Raymond James & Associates, Inc. (registered 2026-04-16)Apr 16, 2026 · Advisor changed firm · fact
- 2 advisors left Wedbush Securities Inc. (Pasadena, CA) for Raymond James & Associates, Inc. on the same dayApr 16, 2026 · Team lift-out · derived
- Paul George Dietrich no longer registered at Wedbush Securities Inc.; no later IA registration on IAPDFeb 25, 2026 · Advisor departure · fact
- Paul Mark Bonaccini left Wedbush Securities Inc. for Ameriprise Financial Services, Llc (registered 2025-11-03)Oct 31, 2025 · Advisor changed firm · fact
- Wedbush Securities Inc. reported 315 state-registered advisory representatives, up from 214 (2025-08-20 to 2025-10-13)Oct 13, 2025 · Advisor headcount change · derived
- Antoni Enrique Lucas left Wedbush Securities Inc. for Lpl Financial Llc (registered 2025-10-07)Oct 7, 2025 · Advisor changed firm · fact
- 4 advisors left Mcdonald Partners LLC (Cleveland, OH) for Wedbush Securities Inc. on the same daySep 4, 2025 · Team lift-out · derived
- Anthony Dupre left Wedbush Securities Inc. for Northwestern Mutual Investment Services,Llc (registered 2026-06-10)Aug 26, 2025 · Advisor changed firm · fact
- Daniel Chareles Bertolet left Wedbush Securities Inc. for Ameriprise Financial Services, Llc (registered 2025-08-19)Aug 19, 2025 · Advisor changed firm · fact
- Thomas Ross Stripling left Wedbush Securities Inc. for Lpl Financial Llc (registered 2025-08-13)Aug 13, 2025 · Advisor changed firm · fact
- Valencia Joyce Linton left Wedbush Securities Inc. for Lpl Financial Llc (registered 2025-08-13)Aug 13, 2025 · Advisor changed firm · fact
- Michael Hayes Hamilton left Wedbush Securities Inc. for Lpl Financial Llc (registered 2025-08-13)Aug 13, 2025 · Advisor changed firm · fact
- Lisa Gaye Marcelli left Wedbush Securities Inc. for Lpl Financial Llc (registered 2025-08-13)Aug 13, 2025 · Advisor changed firm · fact
- Matthew Salvador Houston left Wedbush Securities Inc. for Lpl Financial Llc (registered 2025-08-13)Aug 13, 2025 · Advisor changed firm · fact
- 4 advisors left Wedbush Securities Inc. (Pasadena, CA) for LPL Financial LLC on the same dayAug 13, 2025 · Team lift-out · derived
- 3 advisors left Wedbush Securities Inc. (Houston, TX) for LPL Financial LLC on the same dayAug 13, 2025 · Team lift-out · derived
- Kelly Lynn Chidester left Wedbush Securities Inc. for Lpl Financial Llc (registered 2025-06-05)Jun 5, 2025 · Advisor changed firm · fact
- Daniel Gerard Sullivan left Wedbush Securities Inc. for Lpl Financial Llc (registered 2025-06-04)Jun 5, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- Wedbush Securities Inc. · Private Equityshared crd · intermediary
- Wedbush Securities Inc. · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wedbushreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WEDBUSH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 213-688-8000reportedpublic record, Form ADV, Apr 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $25.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026