DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kori Linn Allen
Certified Financial Planner
Feed of 09/14/2026
Also filed as Kori Linn Allen
At current firm
7 y
since Jan 17, 2019
In the industry
34 y
since Sep 26, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Pearl Wealth LLC independent RIA currentsince Jan 17, 2019 · Portland, Or
- Pine Haven Investment Counsel, Inc. independent RIAJul 16, 2009 to Apr 25, 2019 · Fairhaven, Ma
- Coldstream Wealth Management independent RIAMar 17, 2003 to Jul 9, 2009 · Portland, Or
- Western Pacific Investment Advisers Inc unclassifiedApr 28, 1997 to Mar 12, 2003 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- Pine Haven Investment Counsel, Inc. to Pearl Wealth LLCleft Apr 25, 2019, registered Jan 17, 2019 (-98 days) · RIA to RIA
- Coldstream Wealth Management to Pine Haven Investment Counsel, Inc.left Jul 9, 2009, registered Jul 16, 2009 (7 days) · Other
- Western Pacific Investment Advisers Inc to Coldstream Wealth Managementleft Mar 12, 2003, registered Mar 17, 2003 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address