DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Philip Allen Simonides
Certified Financial Planner
Feed of 09/14/2026
Also filed as Phil Simonides
At current firm
11 y
since Oct 3, 2014
In the industry
38 y
since Jun 21, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mcadam LLC independent RIA currentsince Oct 3, 2014 · Radnor, Pa
- Voya Financial Advisors, Inc. BD affiliatedMar 17, 2011 to Oct 3, 2014 · Philadelphia, Pa
- Ameriprise Advisor Services, Inc. unclassifiedApr 23, 2009 to Oct 14, 2009 · Detroit, Mi
- Ameriprise Financial Services, LLC national BDNov 2, 1999 to Mar 3, 2011 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- Voya Financial Advisors, Inc. to Mcadam LLCleft Oct 3, 2014, registered Oct 3, 2014 (0 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Ameriprise Advisor Services, Inc.left Mar 3, 2011, registered Apr 23, 2009 (-679 days) · Other
- Ameriprise Advisor Services, Inc. to Voya Financial Advisors, Inc.left Oct 14, 2009, registered Mar 17, 2011 (519 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address