RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• L••• T••••••
- W••••••••• P••••••• G•••• L•• state registered currentsince May 25, 2016 · Arlington, Tx
- L•• F•••••••• L•• BD affiliatedSep 24, 2009 to Dec 18, 2009 · Arlington, Tx
- W••••••••• W••••• M••••••••• L•• independent RIAJun 4, 2009 to May 3, 2016 · Arlington, Tx
- W••••••••• W••••• M••••••••• L•• independent RIAJun 20, 2005 to Mar 17, 2009 · Arlington, Tx
- A••••••••• P••••••• I••••••••• A••••••• I•• unclassifiedJun 14, 2004 to Oct 13, 2009 · Arlington, Tx
- W• G••••••• S••••••••• I••• unclassifiedSep 1, 2000 to Jun 8, 2004 · Arlington, Tx
- W••••••••• W••••• M••••••••• L•• to L•• F•••••••• L••left May 3, 2016, registered Sep 24, 2009 (-2413 days) · Other
- L•• F•••••••• L•• to W••••••••• P••••••• G•••• L••left Dec 18, 2009, registered May 25, 2016 (2350 days) · Other
- A••••••••• P••••••• I••••••••• A••••••• I•• to W••••••••• W••••• M••••••••• L••left Oct 13, 2009, registered Jun 20, 2005 (-1576 days) · Other
- W• G••••••• S••••••••• I••• to A••••••••• P••••••• I••••••••• A••••••• I••left Jun 8, 2004, registered Jun 14, 2004 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address