DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wellspring Wealth Management LLC
Latest filing Mar 27, 2026
First filing on the tape Nov 29, 2011 · 43 filings
SEC status approved since Jun 20, 2005
RAUM
$585M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$545M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$117M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$585M as of Mar 27, 2026
Mar 28, 2012$113M then
HNW client RAUM$512M as of Mar 27, 2026
Mar 30, 2018$159M then
State-registered IARs (5.B.3)6 as of Mar 27, 2026
Apr 1, 201315 then
Employees (5.A)8 as of Mar 27, 2026
Apr 1, 201330 then
Private funds: no history
RAUM +17% over the last fiscal year+15% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $117MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $908,098derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.7%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $155MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$512M87%
- Individuals$33.4M5.7%
- Corporations and businesses$21.1M3.6%
- Charitable organizations$14.2M2.4%
- Pension and profit-sharing plans$4.5M0.8%
- Individual clients
- 110reported
- HNW clients
- 132reported
- Pension plan clients
- 0reported
- Charitable clients
- 7reported
- Accounts
- 644reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $631,418 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.93 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John David Glover | Alpharetta, Ga | Jun 22, 2005 | 41 y | 3 |
| Mark Howell WinstonCertified Financial Planner | Alpharetta, Ga | Mar 19, 2010 | 16 y | 1 |
| Valeri Jan Bishop | Alpharetta, Ga | Apr 24, 2018 | 32 y | 2 |
| Dennis Ray WrightChartered Financial Consultant | Alpharetta, Ga | Apr 24, 2018 | 32 y | 6 |
| Andrew Blake Wright | Savannah, Ga | Jun 27, 2018 | 11 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount1 left over 36 months
Left, latest
- Daniel James O'Rourke to LPL Financial LLCMar 19, 2026 · RIA to RIA
- Brian Clifford Friedman to LPL Financial LLCJun 17, 2016 · Other
- Stephen Thomas Herlihy to LPL Financial LLCJun 17, 2016 · Other
- John Stanford Adams to Wellspring Planning Group LLCJun 17, 2016 · Other
- Dennis Ray Wright to LPL Financial LLCMay 3, 2016 · Other
- Gregory Allen Raabe to LPL Financial LLCMay 3, 2016 · Other
- Byron Lane Thorsen to LPL Financial LLCMay 3, 2016 · Other
- Scott Donald Mathewson to LPL Financial LLCMar 11, 2016 · Other
- Thomas Butler Hall to Homrich BergJul 30, 2015 · Other
- Marty Andrew Phillips to Stifel, Nicolaus & Company, IncorporatedJul 30, 2015 · Other
- Taylor Nolan Williams to LPL Financial LLCApr 6, 2015 · Other
- Robert Randall Goggins to LPL Financial LLCOct 26, 2009 · Other
- Lance Randal Keesling to Qa3 Financial LLCJul 6, 2009 · Other
- Michael Earl Peebles to Fortitude Advisory Group L.L.C.May 18, 2009 · Other
- Larry Lionel Kendrick to LPL Financial LLCMay 13, 2009 · Other
Joined, latest
- Andrew Blake Wright from MML Investors Services, LLCJun 27, 2018 · Other
- Mark Howell Winston from Planmark Capital Management, LLCFeb 15, 2017 · Other
- John Stanford Adams from LPL Financial LLCAug 24, 2010 · Other
- Thomas Butler Hall from Goldman Sachs Wealth Services, L.P.Jul 28, 2010 · Other
- Dennis Ray Wright from Associated Planners Investment Advisory IncMar 3, 2008 · Other
- Michael Andrew Coelho from Associated Planners Investment Advisory IncOct 15, 2007 · Other
- Michael Craig Waldow from Associated Planners Investment Advisory IncOct 15, 2007 · Other
- Michael Earl Peebles from Garrison Financial Advisors, Inc.Apr 18, 2007 · Other
- Brian Clifford Friedman from Associated Planners Investment Advisory IncAug 21, 2006 · Other
- Robert Randall Goggins from Associated Planners Investment Advisory IncAug 8, 2006 · Other
- Gregory Allen Raabe from Associated Planners Investment Advisory IncJun 14, 2006 · Other
- Stephen Thomas Herlihy from Associated Planners Investment Advisory IncJun 6, 2006 · Other
- John Stanford Adams from Associated Planners Investment Advisory IncMar 20, 2006 · Other
- John David Glover from Associated Securities Corp.Jun 22, 2005 · Other
- Dana W Lyon from Associated Planners Investment Advisory IncJun 21, 2005 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for LPL Financial LLCJun 17, 2016 · Alpharetta, Ga
- 2 left for LPL Financial LLCMay 3, 2016 · Alpharetta, Ga
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jan Valeri Bishop · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- David John Glover · Chairman And Managing Partnercontrolsince 05/2009 · owns less than 5%
- David John Glover · Managing Partnercontrolsince 01/2017 · owns 50% to 75% of Wellspring Wealth, LLC
- Ray Dennis Wright · Managing Partnercontrolsince 05/2018 · owns 25% to 50% of Wellspring Wealth, LLC
- Allen Gregory Raabe · Managing Membersince 03/2020 · owns 25% to 50% of Jbsgbj Holdings LLC
- Howell Mark Winston · Partnersince 09/2021 · owns 25% to 50% of Wellspring Wealth, LLC
Entity owners
- Wellspring Wealth, LLC · Ownerdirect · owns 75% or more
- Jbsgbj Holdings LLC · Minority Partnerindirect · owns 25% to 50% of Wellspring Wealth, LLC
Related persons
Schedule D 7.A
- Ilg First Meridian LLCreal estaten
- Wellspring Planning Group LLCinvestment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alpharetta, Ga · principal | 5 | 0 | 0 | ||
| Hilton Head Island, Sc | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Bluffton, SC1 employees
- Atlanta, GA
What changed
consecutive filings, newest first
- Accounts · 641 to 644Mar 27, 2025 to Mar 27, 2026
- Advisory employees · 6 to 5Mar 27, 2025 to Mar 27, 2026
- Charity clients · 4 to 7Mar 27, 2025 to Mar 27, 2026
- Corporate clients · 19 to 13Mar 27, 2025 to Mar 27, 2026
- HNW clients · 125 to 132Mar 27, 2025 to Mar 27, 2026
- Individual clients · 129 to 110Mar 27, 2025 to Mar 27, 2026
- Pension plan clients · 1 to 0Mar 27, 2025 to Mar 27, 2026
- Assets in custody · $1.6M to $1.6MMar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $498M to $585MMar 27, 2025 to Mar 27, 2026
- HNW RAUM · $430M to $512MMar 27, 2025 to Mar 27, 2026
- Individual RAUM · $30.4M to $33.4MMar 27, 2025 to Mar 27, 2026
- Pension RAUM · $9.7M to $4.5MMar 27, 2025 to Mar 27, 2026
- RAUM · $498M to $585MMar 27, 2025 to Mar 27, 2026
- Wrap assets (manager) · $348,783 to $631,418Mar 27, 2025 to Mar 27, 2026
- Accounts · 498 to 641Oct 9, 2024 to Mar 27, 2025
- Advisory employees · 7 to 6Oct 9, 2024 to Mar 27, 2025
- Corporate clients · 16 to 19Oct 9, 2024 to Mar 27, 2025
- HNW clients · 103 to 125Oct 9, 2024 to Mar 27, 2025
- Individual clients · 83 to 129Oct 9, 2024 to Mar 27, 2025
- Assets in custody · unset to 1556475.0Oct 9, 2024 to Mar 27, 2025
- Employees · 9 to 8Oct 9, 2024 to Mar 27, 2025
- Financial planning clients · 26-50 to 1-10Oct 9, 2024 to Mar 27, 2025
- State-registered IARs · 7 to 6Oct 9, 2024 to Mar 27, 2025
- Other offices · 2 to 1Oct 9, 2024 to Mar 27, 2025
- Discretionary RAUM · $440M to $498MOct 9, 2024 to Mar 27, 2025
- HNW RAUM · $368M to $430MOct 9, 2024 to Mar 27, 2025
- Individual RAUM · $33.3M to $30.4MOct 9, 2024 to Mar 27, 2025
- Pension RAUM · $8.5M to $9.7MOct 9, 2024 to Mar 27, 2025
- RAUM · $440M to $498MOct 9, 2024 to Mar 27, 2025
- Wrap assets (manager) · $380,977 to $348,783Oct 9, 2024 to Mar 27, 2025
- Wrap assets (manager) · $0 to $380,977Apr 1, 2024 to Oct 9, 2024
- Accounts · 473 to 498Mar 30, 2023 to Mar 29, 2024
- Advisory employees · 6 to 7Mar 30, 2023 to Mar 29, 2024
- Charity clients · 6 to 4Mar 30, 2023 to Mar 29, 2024
- Corporate clients · 15 to 16Mar 30, 2023 to Mar 29, 2024
- HNW clients · 107 to 103Mar 30, 2023 to Mar 29, 2024
- Individual clients · 80 to 83Mar 30, 2023 to Mar 29, 2024
- Employees · 8 to 9Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $390M to $440MMar 30, 2023 to Mar 29, 2024
- HNW RAUM · $324M to $368MMar 30, 2023 to Mar 29, 2024
Signals
7 dated events
- Daniel James O'Rourke left Wellspring Wealth Management Llc for Lpl Financial Llc (registered 2022-04-27)Mar 19, 2026 · Advisor changed firm · fact
- Jan Valeri Bishop (Chief Compliance Officer) appeared on Schedule A of Wellspring Wealth Management LlcMar 30, 2021 · Control person joined · fact
- Lane Byron Thorsen (Managing Director) no longer on Schedule A of Wellspring Wealth Management Llc (listed 2020-03-26, absent 2020-06-29)Jun 29, 2020 · Control person left · inference
- Clifford Brian Friedman (Managing Director) no longer on Schedule A of Wellspring Wealth Management Llc (listed 2020-03-26, absent 2020-06-29)Jun 29, 2020 · Control person left · inference
- Joseph Fredrick Livingston (Chief Compliance Officer) no longer on Schedule A of Wellspring Wealth Management Llc (listed 2019-03-31, absent 2020-03-26)Mar 26, 2020 · Control person left · inference
- Joseph Fredrick Livingston (Chief Compliance Officer) appeared on Schedule A of Wellspring Wealth Management LlcMar 31, 2019 · Control person joined · fact
- Clifford Brian Friedman (Managing Director) appeared on Schedule A of Wellspring Wealth Management LlcMar 31, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@wellspringwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 770-410-4088reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 843-802-9814reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/wellspring-wealth/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WELLSPRINGWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 770-410-4088reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- wellspringwealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $117Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026