RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• W••••••• D••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 14, 2023 · Norwell, Ma
- C••••••• S••••••••• I••• BD affiliatedMar 22, 2010 to Jul 14, 2023 · Hingham, Ma
- I••••••••• P••••••••• I••• formerOct 5, 2007 to Apr 7, 2010 · Hingham, Ma
- I••• S••••••••• I••• unclassifiedOct 12, 2005 to Oct 2, 2007 · Plymouth, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Oct 4, 2005 · Dorchester, Ma
- Q•••• • R•••••• I••• unclassifiedAug 19, 2004 to Oct 20, 2004 · Dorchester, Ma
- C••••••• S••••••••• I••• to W•••• F•••• A•••••••left Jul 14, 2023, registered Jul 14, 2023 (0 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- I••••••••• P••••••••• I••• to C••••••• S••••••••• I•••left Apr 7, 2010, registered Mar 22, 2010 (-16 days) · Other
- I••• S••••••••• I••• to I••••••••• P••••••••• I•••left Oct 2, 2007, registered Oct 5, 2007 (3 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to I••• S••••••••• I•••left Oct 4, 2005, registered Oct 12, 2005 (8 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- R••••• W••••••• D•••• left C••••••• S••••••••• I••• for W•••• F•••• A••••••• (registered 2023-07-14)Jul 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address