DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gregory Paul Holmes

Cooper Mcmanusindependent RIAIrvine, Cadual registrantIAPD 1851743

Feed of 09/14/2026

Also filed as Greg Holmes

At current firm

1 y

since Jul 22, 2025

In the industry

38 y

since Jul 26, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cooper Mcmanus independent RIA current
since Jul 22, 2025 · Irvine, Ca
Western International Securities former
Dec 4, 2017 to Jun 23, 2025 · Woodland Hills, Ca
Ameriprise Financial Services, LLC national BD
Apr 16, 2010 to Dec 8, 2017 · Woodland Hills, Ca
Morgan Stanley wirehouse
Jun 1, 2009 to Apr 19, 2010 · Valencia, Ca
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Jun 1, 2009 · Valencia, Ca
Morgan Stanley Dw Inc. unclassified
Apr 13, 2006 to Apr 2, 2007 · Valencia, Ca
Citigroup Global Markets Inc. BD affiliated
Jul 8, 1997 to Apr 24, 2006 · Glendale, Ca

Moves

a registration end followed by a registration begin elsewhere

Western International Securities to Cooper Mcmanus
left Jun 23, 2025, registered Jul 22, 2025 (29 days) · Affiliated broker-dealer or bank to independent RIA
Ameriprise Financial Services, LLC to Western International Securities
left Dec 8, 2017, registered Dec 4, 2017 (-4 days) · Other
Morgan Stanley to Ameriprise Financial Services, LLC
left Apr 19, 2010, registered Apr 16, 2010 (-3 days) · Wirehouse to affiliated broker-dealer or bank
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Citigroup Global Markets Inc. to Morgan Stanley Dw Inc.
left Apr 24, 2006, registered Apr 13, 2006 (-11 days) · Other

Signals

Gregory Paul Holmes left Western International Securities for Cooper Mcmanus (registered 2025-07-22)
Jun 23, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address