DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Suzanne Short
Feed of 09/15/2026
Also filed as Suzanne Short Imbert
At current firm
8 y
since Jan 12, 2018
In the industry
33 y
since Oct 3, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Npa Asset Management, LLC BD affiliated currentsince Jan 12, 2018 · Hato Rey, Pr
- Npa Asset Management, LLC BD affiliatedJun 7, 2016 to Dec 31, 2017 · Hato Rey, Pr
- Santander Securities BD affiliatedMar 6, 2015 to Feb 17, 2016 · San Juan, Pr
Moves
a registration end followed by a registration begin elsewhere
- Santander Securities to Npa Asset Management, LLCleft Feb 17, 2016, registered Jun 7, 2016 (111 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address