DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cesar Augusto Arana
Feed of 09/14/2026
Also filed as Cesar Augusto Arana
At current firm
9 y
since Jul 31, 2017
In the industry
20 y
since Oct 13, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Insigneo Advisory Services, LLC mixed wealth currentsince Jul 31, 2017 · Miami, Fl
- Northeast Asset Management LLC formerDec 20, 2011 to Jul 31, 2017 · Miami, Fl
- Asd Financial Services Corp unclassifiedFeb 18, 2009 to Oct 7, 2011 · Miami, Fl
- Citigroup Global Markets Inc. BD affiliatedMay 29, 2007 to Jan 21, 2009 · Doral, Fl
- Citicorp Investment Services unclassifiedFeb 5, 2007 to May 29, 2007 · Dania, Fl
- Morgan Stanley Dw Inc. unclassifiedOct 17, 2005 to Jun 6, 2006 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Northeast Asset Management LLC to Insigneo Advisory Services, LLCleft Jul 31, 2017, registered Jul 31, 2017 (0 days) · Other · moved with a team
- Asd Financial Services Corp to Northeast Asset Management LLCleft Oct 7, 2011, registered Dec 20, 2011 (74 days) · Other
- Citigroup Global Markets Inc. to Asd Financial Services Corpleft Jan 21, 2009, registered Feb 18, 2009 (28 days) · Other
- Citicorp Investment Services to Citigroup Global Markets Inc.left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Citicorp Investment Servicesleft Jun 6, 2006, registered Feb 5, 2007 (244 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address