RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••••• J•••• S••••••
- A•••• C•••••• C•••• BD affiliated currentsince Apr 17, 2025 · Hilton Head Island, Sc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to May 14, 2025 · Huntersville, Nc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 10, 2000 to Oct 23, 2009 · Davidson, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•••• C•••••• C••••left May 14, 2025, registered Apr 17, 2025 (-27 days) · Wirehouse to affiliated broker-dealer or bank
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- T••••••• J•••• S•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A•••• C•••••• C•••• (registered 2025-04-17)May 14, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address