DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• S•••••• C•••••

X••••••• A•••••• P••••••• L••independent RIADenver, Co dual registrantIAPD 1856721

Feed of 09/14/2026

At current firm

1 y

since Mar 10, 2025

In the industry

36 y

since Apr 3, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

X••••••• A•••••• P••••••• L•• independent RIA current
since Mar 10, 2025 · Scottsdale, Az
E•••••••• W••••• M••••••••• L•• former
Sep 28, 2023 to Nov 17, 2025 · Chicago, Il
R••••• W• B•••• • C•• I••••••••• mixed wealth
Dec 16, 2005 to May 6, 2023 · Fort Worth, Tx
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 28, 1997 to Dec 19, 2005 · Deerfield, Il

Moves

a registration end followed by a registration begin elsewhere

E•••••••• W••••• M••••••••• L•• to X••••••• A•••••• P••••••• L••
left Nov 17, 2025, registered Mar 10, 2025 (-252 days) · RIA to a newly registered adviser · moved with a team
R••••• W• B•••• • C•• I••••••••• to E•••••••• W••••• M••••••••• L••
left May 6, 2023, registered Sep 28, 2023 (145 days) · RIA to a newly registered adviser
C•••••••• G••••• M•••••• I••• to R••••• W• B•••• • C•• I•••••••••
left Dec 19, 2005, registered Dec 16, 2005 (-3 days) · Other

Signals

Matthew Stephen Curley left Excelsior Wealth Management Llc for Xcelsior Advisor Partners Llc (registered 2025-03-10)
Nov 17, 2025 · Advisor changed firm · fact
Matthew Stephen Curley left Robert W. Baird & Co. Incorporated for Excelsior Wealth Management Llc (registered 2023-09-28)
May 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address