DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Xcelsior Advisor Partners LLC

Independent wealth managerCRD 334779SEC 801-132014websiteIAPD
Latest filing Jul 24, 2026
First filing on the tape Feb 10, 2025 · 11 filings
SEC status approved since Mar 4, 2025
RAUM
$651M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
69%
$447M individuals and HNW
Advisors
22
registered through the firm on IAPD
RAUM per advisor
$29.6M
derived; firm RAUM over IAPD count
Employees
15
13 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$651M as of Jul 24, 2026
Feb 10, 2025$0 then
HNW client RAUM$103M as of Jul 24, 2026
Apr 24, 2025$98.1M then
State-registered IARs (5.B.3)9 as of Jul 24, 2026
Feb 10, 20251 then
Employees (5.A)15 as of Jul 24, 2026
Feb 10, 20251 then
Private funds: no history
RAUM +494% over the last fiscal yearIARs 4 to 9offices 2 to 7
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$29.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
16derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.4MderivedHNW RAUM over HNW clients
Average account
$610,947derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.7derivedItem 5.A over advisors
Advisors per office
2.8derived8 offices incl. principal (1.F.5)
RAUM growth, one year
+494%derivedbetween the last two annual amendments
Advisor growth, one year
+125%derivedItem 5.B.3 between annual amendments
Client growth, one year
+470%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$23.3M, 37 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$344M53%
  • Corporations and businesses$203M31%
  • High-net-worth individuals$103M16%
Individual clients
318reported
HNW clients
30reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1,065reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$23.3M for 37 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.69 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=8.0derived
Advisors registered through the firm
22 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Matthew ToelkeWheat Ridge, Co Mar 10, 202511 y3
Matthew Stephen CurleyDenver, Co Mar 10, 202536 y3
Calum Moats BashfordMorrison, Co Mar 10, 202512 y2
Joseph D HardeeScottsdale, Az Mar 13, 202539 y2
Matteo Joseph CurleyCleveland Heights, Oh Jun 19, 202515 y0
Gene Forest PucciScottsdale, Az Jun 23, 202525 y5
Rebecca L GadusFort Worth, Tx Aug 15, 202526 y3
David Tyson EubanksCertified Financial PlannerKennedale, Tx Aug 16, 202518 y2
Peter LisickyCertified Financial PlannerScottsdale, AzOct 17, 202516 y1
Thomas Matthew GlynnScottsdale, AzOct 20, 202543 y2
James Timothy ChandlerCarlsbad, Ca Dec 24, 202540 y3
Mark Allen PetersonScottsdale, AzJan 6, 202629 y1
Sheri Lynn RhyanScottsdale, Az Apr 15, 202627 y5
David E MathiasScottsdale, AzApr 23, 202617 y4
Jacob Andrew DuffyScottsdale, AzApr 23, 202625 y1
Katie NullinerScottsdale, AzMay 4, 202612 y1
Julie Anne LaffertyScottsdale, AzMay 14, 202610 y1
Cayden Anthony BrotzScottsdale, AzMay 20, 202610 y1
Nathan William GundersonCertified Financial PlannerScottsdale, AzJul 24, 202610 y1
Todd Michael ReegCertified Financial PlannerScottsdale, AzJul 27, 202627 y3
Stanley Mark ReegScottsdale, Az Jul 28, 202641 y3
Tyler T OsterlooScottsdale, AzAug 26, 202610 y1
Advisor movement
0 left, 14 joined in 12 months
net +14 in 12 months0 left in 90 days4 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Stephen Matthew Curley · Co-Ceocontrol
        since 01/2025 · owns less than 5%
      • Allen Mark Peterson · Co-Ceocontrol
        since 06/2025 · owns 25% to 50%
      • Forest Gene Pucci · Chief Compliance Officercontrol
        since 12/2025 · owns less than 5%
      • Moats Calum Bashford · Wealth Advisor
        since 12/2025 · owns less than 5%
      • Tyson David Eubanks · Investment Advisor Representative
        since 12/2025 · owns less than 5%
      • L Rebecca Gadus · Investment Advisor Representative
        since 12/2025 · owns less than 5%
      • Max Christopher Rathman · National Director Of Branch Development
        since 12/2025 · owns less than 5%
      • Matthew Toelke · Wealth Advisor/Advisor Transition Specialist
        since 12/2025 · owns less than 5%
      Entity owners
      • Jbo Exploration LP · Shareholder
        direct · owns 5% to 10%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Scottsdale, Az22140
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      5 against comparable advisers; where to look, not conclusions
      • wealth to institutional shiftCombination · filing Apr 23, 2026
        private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $109,480,000 to $650,658,720, advisors 4 to 9, private clients 61 to 348, offices 2 to 7 (2025-04-24 to 2026-04-23)
        peers: independent wealth managers, $500M to $1B (1,483)
      • HNW share shiftChange between filings · filing Apr 23, 2026
        HNW share of RAUM moved from 90.0% to 16.0% between the annual amendments of 2025-04-24 and 2026-04-23
        peers: independent wealth managers, $500M to $1B (1,483)
      • client mix shiftChange between filings · filing Apr 23, 2026
        private-client share of RAUM moved from 100.0% to 69.0% between the annual amendments of 2025-04-24 and 2026-04-23
        peers: independent wealth managers, $500M to $1B (1,483)
      • institutional asset share shiftChange between filings · filing Apr 23, 2026
        institutional share of RAUM moved from 0.0% to 31.0% between the annual amendments of 2025-04-24 and 2026-04-23
        peers: independent wealth managers, $500M to $1B (1,483)
      • RAUM up 50 %Change between filings · filing Apr 23, 2026
        RAUM (Item 5.F) moved from $109,480,000 to $650,658,720 (+494.0%) between the annual amendments of 2025-04-24 and 2026-04-23; the peer median change was +16.0% (1386 comparable advisers, 100.0th percentile of changes)
        peers: independent wealth managers, $500M to $1B (1,386) · 100% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Assets in custody · $10.7M to $23.3M
        Apr 23, 2026 to Jun 15, 2026
      • Legal name · EXCELSIOR ADVISOR NETWORK LLC to XCELSIOR ADVISOR PARTNERS LLC
        Mar 27, 2026 to Apr 23, 2026
      • Other offices · 6 to 7
        Mar 27, 2026 to Apr 23, 2026
      • Accounts · 78 to 1,065
        Jan 2, 2026 to Mar 27, 2026
      • Advisory employees · 4 to 13
        Jan 2, 2026 to Mar 27, 2026
      • BD registered reps · 1 to 8
        Jan 2, 2026 to Mar 27, 2026
      • Business name · EXCELSIOR ADVISOR NETWORK LLC to XCELSIOR ADVISOR PARTNERS LLC
        Jan 2, 2026 to Mar 27, 2026
      • Charity clients · unset to 0.0
        Jan 2, 2026 to Mar 27, 2026
      • Corporate clients · unset to 27.0
        Jan 2, 2026 to Mar 27, 2026
      • HNW clients · 25 to 30
        Jan 2, 2026 to Mar 27, 2026
      • Individual clients · 53 to 318
        Jan 2, 2026 to Mar 27, 2026
      • Pension plan clients · unset to 0.0
        Jan 2, 2026 to Mar 27, 2026
      • Pooled vehicle clients · unset to 0.0
        Jan 2, 2026 to Mar 27, 2026
      • Assets in custody · unset to 10741369.0
        Jan 2, 2026 to Mar 27, 2026
      • Custody of client assets · false to true
        Jan 2, 2026 to Mar 27, 2026
      • Employees · 4 to 15
        Jan 2, 2026 to Mar 27, 2026
      • Insurance-licensed employees · 4 to 0
        Jan 2, 2026 to Mar 27, 2026
      • State-registered IARs · 4 to 9
        Jan 2, 2026 to Mar 27, 2026
      • Discretionary RAUM · $150M to $651M
        Jan 2, 2026 to Mar 27, 2026
      • HNW RAUM · $137M to $103M
        Jan 2, 2026 to Mar 27, 2026
      • Individual RAUM · $12.7M to $344M
        Jan 2, 2026 to Mar 27, 2026
      • Pension RAUM · unset to 0.0
        Jan 2, 2026 to Mar 27, 2026
      • Pooled vehicle RAUM · unset to 0.0
        Jan 2, 2026 to Mar 27, 2026
      • RAUM · $150M to $651M
        Jan 2, 2026 to Mar 27, 2026
      • Other offices · 3 to 6
        Dec 17, 2025 to Jan 2, 2026
      • Financial planning clients · 0 to 0
        Aug 27, 2025 to Nov 5, 2025
      • Other offices · 2 to 3
        Aug 27, 2025 to Nov 5, 2025
      • Other offices · 1 to 2
        May 8, 2025 to Aug 27, 2025
      • Accounts · 61 to 78
        Apr 24, 2025 to May 8, 2025
      • HNW clients · 19 to 25
        Apr 24, 2025 to May 8, 2025
      • Individual clients · 42 to 53
        Apr 24, 2025 to May 8, 2025
      • Other offices · 2 to 1
        Apr 24, 2025 to May 8, 2025
      • Discretionary RAUM · $109M to $150M
        Apr 24, 2025 to May 8, 2025
      • HNW RAUM · $98.1M to $137M
        Apr 24, 2025 to May 8, 2025
      • Individual RAUM · $11.4M to $12.7M
        Apr 24, 2025 to May 8, 2025
      • RAUM · $109M to $150M
        Apr 24, 2025 to May 8, 2025
      • Accounts · 0 to 61
        Feb 10, 2025 to Apr 24, 2025
      • Advisory employees · 1 to 4
        Feb 10, 2025 to Apr 24, 2025
      • HNW clients · unset to 19.0
        Feb 10, 2025 to Apr 24, 2025
      • Individual clients · unset to 42.0
        Feb 10, 2025 to Apr 24, 2025
      Signals
      6 dated events
      • 3 advisors left Robert W. Baird & CO. Incorporated (Scottsdale, AZ) for Xcelsior Advisor Partners LLC on the same day
        Aug 17, 2026 · Team lift-out · derived
      • 4 advisors left Robert W. Baird & CO. Incorporated (Scottsdale, AZ) for Xcelsior Advisor Partners LLC on the same day
        Apr 28, 2026 · Team lift-out · derived
      • Xcelsior Advisor Partners Llc reported RAUM $650.7M, up 334% from $150.0M (2026-01-02 to 2026-03-27)
        Mar 27, 2026 · RAUM change · derived
      • 2 advisors left Excelsior Wealth Management LLC (Chicago, IL) for Xcelsior Advisor Partners LLC on the same day
        Nov 17, 2025 · Team lift-out · derived
      • 2 advisors left Robert W. Baird & CO. Incorporated (Scottsdale, AZ) for Xcelsior Advisor Partners LLC on the same day
        Oct 28, 2025 · Team lift-out · derived
      • 2 advisors left Robert W. Baird & CO. Incorporated (Fort Worth, TX) for Xcelsior Advisor Partners LLC on the same day
        Aug 25, 2025 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      303-351-6438reportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      303-498-9784reportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      303-351-6436reportedpublished by the firm, firm site, Sep 15, 2026
      Firm profile
      linkedin.com/company/xcelsior-advisor-partnersreportedpublic record, Form ADV, Sep 17, 2026
      Website
      xcelsiorpartners.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      480-866-8616reportedpublic record, Form ADV, Jul 24, 2026
      Contact form
      xcelsiorpartners.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
      Team page
      xcelsiorpartners.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $29.6Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026