RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• R•••• C•••••••
- L••••• A•••• M••••••••• L•• other currentsince Jan 1, 2025 · Coral Gables, Fl
- W•••••• I••••••••• S••••••••• formerOct 20, 2006 to Nov 12, 2012 · Coral Gables, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 28, 2001 to Nov 10, 2006 · Miami, Fl
- W•••••• I••••••••• S••••••••• to L••••• A•••• M••••••••• L••left Nov 12, 2012, registered Jan 1, 2025 (4433 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••••• I••••••••• S•••••••••left Nov 10, 2006, registered Oct 20, 2006 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address