DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• A•••• M••••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Jun 11, 2013 · 40 filings
SEC status approved since Jun 19, 2013
RAUM
$240M
reported, Item 5.F
Discretionary
27%
of RAUM
Private clients
6.8%
$16.3M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$80.0M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$240M as of Mar 17, 2026
Mar 24, 2014$170M then
HNW client RAUM$14.9M as of Mar 17, 2026
Mar 27, 2018$87.7M then
State-registered IARs (5.B.3)3 as of Mar 17, 2026
Mar 24, 20146 then
Employees (5.A)5 as of Mar 17, 2026
Mar 24, 20148 then
Private funds1 as of Mar 17, 2026
Mar 29, 20171 then
RAUM -8.9% over the last fiscal year+23% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- $80.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 11derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $3.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 27%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $4.1M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$203M85%
- Pooled investment vehicles$20.9M8.7%
- High-net-worth individuals$14.9M6.2%
- Individuals$1.3M0.6%
- Individual clients
- 20reported
- HNW clients
- 14reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 63reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.1M for 1 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.07 fund_share=0.09 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• R•••• C••••••• | Coral Gables, Fl | Jan 1, 2025 | 33 y | 2 |
| S••••••• J•••••• C••••••• | Coral Gables, Fl | Jun 13, 2025 | 12 y | 0 |
| F••••••• J••• C••••••• | Coral Gables, Fl | Jan 2, 2026 | 25 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A••••• H••••• B•••••• to B••••• G••••• A•••• M•••••••••Nov 29, 2022 · RIA to RIA
- M••••••• R••••• P•••• L••• to M••••• S••••••Jul 6, 2021 · RIA to wirehouse
- M•••••• F••••••• to I••••••• A••••••• S•••••••• L••Nov 21, 2019 · RIA to RIA
- J•••• D••••••• M••••• to A•••••• I••••••••• C••••••••• I•••Jun 19, 2019 · RIA to RIA
- M••••• A••••• S•••••• to E•••••• • K••••••••• W••••• M•••••••••Jun 4, 2018 · RIA to RIA
- N••••••• P••••• to B••••••• G••••• A•••••••• I•••Nov 20, 2013 · Other
Joined, latest
- A••••• R•••• C••••••• from W•••••• I••••••••• S•••••••••Jan 1, 2025 · Other
- M•••••• F••••••• from D••••••• B••• S••••••••• I•••Aug 5, 2016 · Other
- M••••• A••••• S•••••• from W•••••• I••••••••• S•••••••••May 24, 2012 · Other
- A••••• H••••• B•••••• from W•••••• I••••••••• S•••••••••Mar 7, 2012 · Other
- M••••••• R••••• P•••• L••• from W•••••• I••••••••• S•••••••••Oct 20, 2011 · Other
- J•••• D••••••• M••••• from W•••••• I••••••••• S•••••••••Sep 27, 2010 · Other
- N••••••• P••••• from W•••••• I••••••••• S•••••••••Sep 14, 2010 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••• S•• P••• U•••• S• F••• C•••• L• •••• | Other Private Fund | $20.5M | 1 | Mar 17, 2016 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• A•••••• R•••• · Managing Member & Chief Compliance Officercontrolsince 04/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Gables, Fl · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 61 to 63Apr 14, 2025 to Mar 17, 2026
- Advisory employees · 2 to 3Apr 14, 2025 to Mar 17, 2026
- Corporate clients · 19 to 22Apr 14, 2025 to Mar 17, 2026
- HNW clients · 15 to 14Apr 14, 2025 to Mar 17, 2026
- Individual clients · 17 to 20Apr 14, 2025 to Mar 17, 2026
- Assets in custody · $7.6M to $4.1MApr 14, 2025 to Mar 17, 2026
- Employees · 6 to 5Apr 14, 2025 to Mar 17, 2026
- State-registered IARs · 2 to 3Apr 14, 2025 to Mar 17, 2026
- Discretionary RAUM · $66.5M to $63.9MApr 14, 2025 to Mar 17, 2026
- HNW RAUM · $14.3M to $14.9MApr 14, 2025 to Mar 17, 2026
- Individual RAUM · $1.1M to $1.3MApr 14, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $197M to $176MApr 14, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $21.8M to $20.9MApr 14, 2025 to Mar 17, 2026
- RAUM · $263M to $240MApr 14, 2025 to Mar 17, 2026
- Accounts · 58 to 61Aug 6, 2024 to Apr 14, 2025
- Corporate clients · 22 to 19Aug 6, 2024 to Apr 14, 2025
- HNW clients · 10 to 15Aug 6, 2024 to Apr 14, 2025
- Individual clients · 16 to 17Aug 6, 2024 to Apr 14, 2025
- Assets in custody · $8.7M to $7.6MAug 6, 2024 to Apr 14, 2025
- Employees · 5 to 6Aug 6, 2024 to Apr 14, 2025
- Financial planning clients · 0 to 0Aug 6, 2024 to Apr 14, 2025
- State-registered IARs · 3 to 2Aug 6, 2024 to Apr 14, 2025
- Discretionary RAUM · $52.9M to $66.5MAug 6, 2024 to Apr 14, 2025
- HNW RAUM · $8.6M to $14.3MAug 6, 2024 to Apr 14, 2025
- Individual RAUM · $898,436 to $1.1MAug 6, 2024 to Apr 14, 2025
- Non-discretionary RAUM · $151M to $197MAug 6, 2024 to Apr 14, 2025
- Pooled vehicle RAUM · $20.5M to $21.8MAug 6, 2024 to Apr 14, 2025
- RAUM · $204M to $263MAug 6, 2024 to Apr 14, 2025
- Accounts · 62 to 58Oct 3, 2023 to Mar 25, 2024
- Advisory activities · 5 to 4Oct 3, 2023 to Mar 25, 2024
- Corporate clients · 25 to 22Oct 3, 2023 to Mar 25, 2024
- Individual clients · 25 to 16Oct 3, 2023 to Mar 25, 2024
- Assets in custody · $17.1M to $8.7MOct 3, 2023 to Mar 25, 2024
- Discretionary RAUM · $45.8M to $52.9MOct 3, 2023 to Mar 25, 2024
- HNW RAUM · $15.0M to $8.6MOct 3, 2023 to Mar 25, 2024
- Individual RAUM · $930,255 to $898,436Oct 3, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $83.2M to $151MOct 3, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $11.0M to $20.5MOct 3, 2023 to Mar 25, 2024
- RAUM · $129M to $204MOct 3, 2023 to Mar 25, 2024
- Pooled vehicle clients · unset to 1.0Sep 1, 2023 to Oct 3, 2023
Signals
5 dated events
- A••••• H••••• B•••••• left L••••• A•••• M••••••••• L•• for B••••• G••••• A•••• M••••••••• (registered 2022-11-30)Nov 29, 2022 · Advisor changed firm · fact
- Maria Jessica Rios (Chief Compliance Officer) no longer on Schedule A of L••••• A•••• M••••••••• L•• (listed 2022-03-30, absent 2022-05-05)May 5, 2022 · Control person left · inference
- Maria Jessica Rios (Chief Compliance Officer) appeared on Schedule A of L••••• A•••• M••••••••• L••Mar 20, 2019 · Control person joined · fact
- Ramona Milagros Perezleal (Vice-President/Operations/Cco) no longer on Schedule A of L••••• A•••• M••••••••• L•• (listed 2018-03-27, absent 2019-03-20)Mar 20, 2019 · Control person left · inference
- L••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 11, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L••••• A•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/loyola-asset-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-377-1941reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $80.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026