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Registered advisor
B•••••• W••••• S••••••
Feed of 09/14/2026
Also filed as B•••••• W S••••••
At current firm
7 y
since Aug 16, 2019
In the industry
28 y
since Apr 17, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 16, 2019 · Dallas, Tx
- S••••••••• A•••••• A•••••••• I••• formerJan 12, 2015 to Aug 15, 2019 · Dallas, Tx
- I•••••••• A•••••••• L•• BD affiliatedMar 2, 2012 to Jan 13, 2015 · Urbandale, Ia
- L•• F•••••••• L•• BD affiliatedDec 8, 2010 to Mar 15, 2012 · Dallas, Tx
- F•• S••••••••• C••••••••• formerJan 29, 2007 to Dec 10, 2010 · Dallas, Tx
- K•••• M•••••• A•• A••••••••• I••• unclassifiedJan 1, 2007 to Dec 31, 2007 · Dallas, Tx
- K•••• M•••••• A•• A••••••••• I••• unclassifiedFeb 24, 2006 to Dec 31, 2006 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Aug 15, 2019, registered Aug 16, 2019 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- I•••••••• A•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Jan 13, 2015, registered Jan 12, 2015 (-1 days) · Other · moved with a team
- L•• F•••••••• L•• to I•••••••• A•••••••• L••left Mar 15, 2012, registered Mar 2, 2012 (-13 days) · Other
- F•• S••••••••• C••••••••• to L•• F•••••••• L••left Dec 10, 2010, registered Dec 8, 2010 (-2 days) · Other
- K•••• M•••••• A•• A••••••••• I••• to F•• S••••••••• C•••••••••left Dec 31, 2007, registered Jan 29, 2007 (-336 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address