DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T•••••••• S••••••••• I•••

Former SEC-registered adviserAustin, TexasCRD 22333SEC 801-70703IAPD
Latest filing May 1, 2014
First filing on the tape Mar 26, 2012 · 5 filings
RAUM
$64.0M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$12.8M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$64.0M as of Mar 21, 2014
Mar 26, 2012$68.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Mar 21, 2014
Mar 26, 20120 then
Employees (5.A)7 as of Mar 21, 2014
Mar 28, 20137 then
Private funds: no history
RAUM -17% over the last fiscal yearIARs 6 to 5
Practice profile
derived from the filing of May 1, 2014; every figure names its basis
RAUM per advisor
$12.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-17%derivedbetween the last two annual amendments
Advisor growth, one year
-17%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
44reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• R••• D•••••Austin, Tx Feb 9, 202210 y1
G•••••• O• M•••••A•••••, Tx Feb 9, 202217 y2
A•• T•••••A•••••, Tx Oct 25, 202218 y1
B•••••• N••••• A••••••••A•••••, Tx Jul 23, 202410 y0
S•••• A•••• S••••••Austin, Tx Mar 13, 202532 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • T••••••••• G•••••• F••••• I• · Chief Compliance Officer, President, Finopcontrol
    since 06/2005 · owns 10% to 25%
  • B•••••• J••• B• · Managercontrol
    since 01/2004 · owns 25% to 50% of B••••• O•••••••• C•••••••• LLC
  • B•••••• S•••• L••• · Manager
    since 01/2004 · owns 25% to 50% of B••••• O•••••••• C•••••••• LLC
  • S••••••• M••••••• B••••• · Manager
    since 01/2004 · owns 25% to 50% of B••••• O•••••••• C•••••••• LLC
Entity owners
  • M•••••••• L•• · Shareholder
    direct · owns 75% or more
  • B••••• O•••••••• C•••••••• · Member
    indirect · owns 75% or more of M•••••••• L••
  • A••••• T•••• C•••••• · Stockholder
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
  • A••••• T•••• C••••••
    y
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
A•••••, Tx · principal500
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 50 to 44
    Mar 28, 2013 to Mar 21, 2014
  • Advisory employees · 3 to 4
    Mar 28, 2013 to Mar 21, 2014
  • BD registered reps · 6 to 5
    Mar 28, 2013 to Mar 21, 2014
  • Insurance-licensed employees · 0 to 1
    Mar 28, 2013 to Mar 21, 2014
  • State-registered IARs · 6 to 5
    Mar 28, 2013 to Mar 21, 2014
  • Discretionary RAUM · $65.0M to $59.0M
    Mar 28, 2013 to Mar 21, 2014
  • Non-discretionary RAUM · $12.0M to $5.0M
    Mar 28, 2013 to Mar 21, 2014
  • RAUM · $77.0M to $64.0M
    Mar 28, 2013 to Mar 21, 2014
  • Accounts · 36 to 50
    Jun 28, 2012 to Mar 28, 2013
  • Advisory employees · unset to 3.0
    Jun 28, 2012 to Mar 28, 2013
  • BD registered reps · unset to 6.0
    Jun 28, 2012 to Mar 28, 2013
  • Employees · unset to 7.0
    Jun 28, 2012 to Mar 28, 2013
  • State-registered IARs · 0 to 6
    Jun 28, 2012 to Mar 28, 2013
  • Discretionary RAUM · $60.0M to $65.0M
    Jun 28, 2012 to Mar 28, 2013
  • Non-discretionary RAUM · $8.0M to $12.0M
    Jun 28, 2012 to Mar 28, 2013
  • RAUM · $68.0M to $77.0M
    Jun 28, 2012 to Mar 28, 2013
  • Advisory activities · 4 to 5
    Mar 26, 2012 to Jun 28, 2012
Signals
5 dated events
  • J•••• C•• left T•••••••• S••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-08-27)
    Aug 6, 2025 · a•••••• firm change · fact
  • S•••• A•••• S•••••• left T•••••••• S••••••••• I••• for F•••• I••••••••• S••••••• (registered 2024-04-19)
    Feb 1, 2024 · a•••••• firm change · fact
  • J•••• G••••• A•••• left T•••••••• S••••••••• I••• for P•••••••• S••••••••• I••• (registered 2025-07-11)
    Jan 3, 2024 · a•••••• firm change · fact
  • K••• M•••••• K••• left T•••••••• S••••••••• I••• for F•••••••• C••••••• I••• (registered 2024-12-05)
    Feb 9, 2023 · a•••••• firm change · fact
  • C••• L•••• H•••••• left T•••••••• S••••••••• I••• for T••• I••••••••• A•••••••• L•• (registered 2024-07-18)
    Aug 4, 2022 · a•••••• firm change · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
linkedin.com/company/realized-financial-increportedpublic record, Form ADV, Sep 19, 2026
Firm profile
linkedin.com/company/realizedreportedpublic record, Form ADV, Sep 19, 2026
Website
realized1031.comreportedpublic record, Form ADV, Sep 19, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$12.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026