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Registered advisor
G••• A••••• T•••••••
Feed of 09/19/2026
Also filed as G••• A••••• T•••••••
At current firm
4 y
since Oct 18, 2021
In the industry
38 y
since Sep 13, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jul 1, 2026 · Marshall, Mi
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Oct 18, 2021 · Marshall, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 19, 2019 to Oct 13, 2021 · Battle Creek, Mi
- O•••• I••••••••• I••• BD affiliatedFeb 9, 2018 to Aug 23, 2019 · Battle Creek, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedJan 20, 2017 to Feb 9, 2018 · Portage, Mi
- L•••••• F•••••••• S•••••••• I••• unclassifiedNov 2, 2006 to Dec 20, 2006 · Jackson, Mi
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to H••••••••• F•••••••• A•••••••left Oct 13, 2021, registered Oct 18, 2021 (5 days) · Affiliated broker-dealer or bank to another · moved with a team
- O•••• I••••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 23, 2019, registered Sep 19, 2019 (27 days) · Affiliated broker-dealer or bank to another
- F•••• T•••• S••••••••• I••• to O•••• I••••••••• I•••left Feb 9, 2018, registered Feb 9, 2018 (0 days) · Other
- L•••••• F•••••••• S•••••••• I••• to F•••• T•••• S••••••••• I•••left Dec 20, 2006, registered Jan 20, 2017 (3684 days) · Other
Signals
- G••• A••••• T••••••• added a TX registration at H••••••••• F•••••••• A•••••••Sep 18, 2026 · New state registration · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address