RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• P•••••• R•••••••
- E••• I••••••••• A••••••• state registered currentsince May 30, 2014 · Zionsville, In
- O••••••••• S••••••••• I••• BD affiliatedMar 14, 2008 to Mar 12, 2014 · Indianapolis, In
- T• A••••••••• I••• formerMay 16, 2006 to Mar 17, 2008 · Indianapolis, In
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 9, 2006 to Mar 17, 2008 · Omaha, Ne
- K•••••• C•••••• M•••••• I••• unclassifiedJun 1, 2004 to Feb 1, 2005 · Indianapolis, In
- A• G• E•••••• • S•••• I••• unclassifiedMar 17, 2003 to Jun 21, 2004 · Indianapolis, In
- C•••••• S••••• • C••• I••• national BDMay 9, 1990 to Dec 18, 2002 · Fishers, In
- O••••••••• S••••••••• I••• to E••• I••••••••• A•••••••left Mar 12, 2014, registered May 30, 2014 (79 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Mar 17, 2008, registered May 16, 2006 (-671 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to O••••••••• S••••••••• I•••left Mar 17, 2008, registered Mar 14, 2008 (-3 days) · Other
- K•••••• C•••••• M•••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 1, 2005, registered May 9, 2006 (462 days) · Other
- A• G• E•••••• • S•••• I••• to K•••••• C•••••• M•••••• I•••left Jun 21, 2004, registered Jun 1, 2004 (-20 days) · Other
- C•••••• S••••• • C••• I••• to A• G• E•••••• • S•••• I•••left Dec 18, 2002, registered Mar 17, 2003 (89 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address