DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• J•••• F••••••

L•• F•••••••• L••BD affiliatedFort Myers, Fldual registrantIAPD 1873528

Feed of 09/14/2026

At current firm

1 y

since Jun 2, 2025

In the industry

37 y

since Nov 23, 1988 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jun 2, 2025 · Fort Myers, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 6, 2023 to Jun 6, 2025 · Concord, Nh
T••••••• I••••••••• M••••••••• I••• BD affiliated
Jul 27, 2011 to Nov 6, 2023 · Heathrow, Fl
O••••••••• • C•• I••• BD affiliated
Mar 23, 2011 to Jul 26, 2011 · Fort Myers, Fl
T••••••• I••••••••• M••••••••• I••• BD affiliated
Jun 25, 2007 to Mar 23, 2011 · Fort Myers, Fl
Q•••• • R•••••• I••• unclassified
Sep 4, 2002 to Dec 4, 2002 · Naples, Fl

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
left Jun 6, 2025, registered Jun 2, 2025 (-4 days) · Affiliated broker-dealer or bank to another
T••••••• I••••••••• M••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Nov 6, 2023, registered Nov 6, 2023 (0 days) · Affiliated broker-dealer or bank to another
O••••••••• • C•• I••• to T••••••• I••••••••• M••••••••• I•••
left Jul 26, 2011, registered Jul 27, 2011 (1 days) · Other
T••••••• I••••••••• M••••••••• I••• to O••••••••• • C•• I•••
left Mar 23, 2011, registered Mar 23, 2011 (0 days) · Other
Q•••• • R•••••• I••• to T••••••• I••••••••• M••••••••• I•••
left Dec 4, 2002, registered Jun 25, 2007 (1664 days) · Other

Signals

M••• J•••• F•••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-06-02)
Jun 6, 2025 · Advisor changed firm · fact
M••• J•••• F•••••• left T••••••• I••••••••• M••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-11-06)
Nov 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address