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Registered advisor
T•••••• V••••• M••••
Feed of 09/15/2026
Also filed as T•••••• V M••••
At current firm
0 y
since Jul 28, 2026
In the industry
37 y
since Sep 27, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••• A••••••• P••••••• BD affiliated currentsince Jul 28, 2026 · New York, Ny
- U••• C•••••• W••••• A•••••••• L•• BD affiliatedJun 30, 2021 to Jul 31, 2026 · Austin, Tx
- U••• R•• L•• formerAug 16, 2013 to Jun 30, 2021 · Houston, Tx
- W•••• F•••• A••••••• wirehouseMay 21, 2004 to Aug 19, 2013 · Austin, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 25, 1997 to Jun 2, 2004 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- U••• C•••••• W••••• A•••••••• L•• to A••• A••••••• P•••••••left Jul 31, 2026, registered Jul 28, 2026 (-3 days) · corporate re-registration, not a move
- U••• R•• L•• to U••• C•••••• W••••• A•••••••• L••left Jun 30, 2021, registered Jun 30, 2021 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to U••• R•• L••left Aug 19, 2013, registered Aug 16, 2013 (-3 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Jun 2, 2004, registered May 21, 2004 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address