DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Larry Glenn Boggs
Feed of 09/14/2026
At current firm
4 y
since Feb 24, 2022
In the industry
37 y
since Oct 19, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- D.L. Fields Advisory Group, LLC state registered currentsince Feb 24, 2022 · Atlanta, Ga
- International Assets Investment Management, LLC BD affiliatedMay 1, 2019 to Jan 25, 2022 · Atlanta, Ga
- First Allied Advisory Services, Inc. formerMar 18, 2014 to Apr 5, 2019 · Birmingham, Al
- Fsc Securities Corporation formerMar 4, 2004 to Dec 31, 2004 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- International Assets Investment Management, LLC to D.L. Fields Advisory Group, LLCleft Jan 25, 2022, registered Feb 24, 2022 (30 days) · Affiliated broker-dealer or bank to a state-registered adviser
- First Allied Advisory Services, Inc. to International Assets Investment Management, LLCleft Apr 5, 2019, registered May 1, 2019 (26 days) · Affiliated broker-dealer or bank to another
- Fsc Securities Corporation to First Allied Advisory Services, Inc.left Dec 31, 2004, registered Mar 18, 2014 (3364 days) · Other
Signals
- Larry Glenn Boggs left International Assets Investment Management, Llc for D.L. Fields Advisory Group, Llc (registered 2022-02-24)Jan 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address