RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J• E••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 2, 2026 · Greenwood Village, Co
- T••••••• I••••••••• M••••••••• I••• BD affiliatedSep 3, 2024 to Jan 20, 2026 · Minneapolis, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDAug 11, 2021 to Oct 5, 2023 · Denver, Co
- W•••••• • R••• formerJan 22, 2008 to Apr 30, 2021 · Clearfield, Ut
- L••••• A•••••••• L•• formerMar 15, 2002 to Jan 26, 2004 · Springfield, Fl
- T••••••• I••••••••• M••••••••• I••• to C••••• I••••••••• A••••••• L••left Jan 20, 2026, registered Feb 2, 2026 (13 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to T••••••• I••••••••• M••••••••• I•••left Oct 5, 2023, registered Sep 3, 2024 (334 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to A••••••••• F•••••••• S•••••••• L••left Apr 30, 2021, registered Aug 11, 2021 (103 days) · Affiliated broker-dealer or bank to another
- L••••• A•••••••• L•• to W•••••• • R•••left Jan 26, 2004, registered Jan 22, 2008 (1457 days) · Other
- D•••• J• E•••••• left T••••••• I••••••••• M••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2026-02-02)Jan 20, 2026 · Advisor changed firm · fact
- D•••• J• E•••••• left A••••••••• F•••••••• S•••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2024-09-03)Oct 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address