DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter Gerard Koleske
Feed of 09/14/2026
At current firm
1 y
since Jun 11, 2025
In the industry
34 y
since Jun 26, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 11, 2025 · Brookfield, Wi
- Wintrust Investments formerApr 11, 2022 to Dec 31, 2023 · Chicago, Il
- U.S. Bancorp Investments, Inc. formerFeb 12, 2018 to Dec 23, 2021 · Brookfield, Wi
- Bmo Harris Financial Advisors, Inc formerJul 10, 2013 to Jan 16, 2018 · Milwaukee, Wi
- J.P. Morgan Securities LLC wirehouseJun 12, 2009 to May 15, 2012 · Milwaukee, Wi
- UBS Financial Services Inc. wirehouseJan 1, 2008 to Jun 3, 2009 · Brookfield, Wi
Moves
a registration end followed by a registration begin elsewhere
- Wintrust Investments to Cetera Investment Advisers LLCleft Dec 31, 2023, registered Jun 11, 2025 (528 days) · RIA to affiliated broker-dealer or bank
- U.S. Bancorp Investments, Inc. to Wintrust Investmentsleft Dec 23, 2021, registered Apr 11, 2022 (109 days) · Affiliated broker-dealer or bank to independent RIA
- Bmo Harris Financial Advisors, Inc to U.S. Bancorp Investments, Inc.left Jan 16, 2018, registered Feb 12, 2018 (27 days) · Other
- J.P. Morgan Securities LLC to Bmo Harris Financial Advisors, Incleft May 15, 2012, registered Jul 10, 2013 (421 days) · Other
- UBS Financial Services Inc. to J.P. Morgan Securities LLCleft Jun 3, 2009, registered Jun 12, 2009 (9 days) · Wirehouse to wirehouse
Signals
- Peter Gerard Koleske left Wintrust Investments for Cetera Investment Advisers Llc (registered 2025-06-11)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address