RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• S••••••• R•••••
- L•• F•••••••• L•• BD affiliated currentsince May 1, 2025 · Palm Harbor, Fl
- G•••• P•••• A•••••••• L•• formerApr 1, 2021 to May 2, 2025 · Rockville, Md
- H• B•••• I••• formerDec 1, 2010 to Apr 1, 2021 · Gaithersburg, Md
- P•••• S••••••••• L•• no RAUMJan 16, 1998 to Nov 30, 2010 · Hunt Valley, Md
- G•••• P•••• A•••••••• L•• to L•• F•••••••• L••left May 2, 2025, registered May 1, 2025 (-1 days) · corporate re-registration, not a move
- H• B•••• I••• to G•••• P•••• A•••••••• L••left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to H• B•••• I•••left Nov 30, 2010, registered Dec 1, 2010 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address