RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R••••• A••••
- Designations
- CFP, CDFA, EA, ChFCreportedanchorbaycapital.comas printed on the bio page, Sep 16, 2026
- Boards named
- Financial Planning Association of Orange Countyreportedanchorbaycapital.comphrases on the bio page
- Professional profile
- anchorbaycapital.com/team/james-r-allenreportedanchorbaycapital.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- A••••• B•• P•••••• W••••• L•• independent RIA currentsince Aug 4, 2023 · Carlsbad, Ca
- A••••• B•• C••••••• I••• independent RIA currentsince Mar 4, 2019 · Carlsbad, Ca
- U•• F•••••••• S••••••••• L•• independent RIAJun 7, 2016 to Mar 1, 2019 · Tustin, Ca
- F•••••••• A••••••• N••••••• I••• independent RIAJul 29, 2015 to Sep 8, 2015 · Tustin, Ca
- S••••••• A••••••• S•••••••• I••• unclassifiedOct 15, 2002 to Dec 31, 2004 · Houston, Tx
- U•• F•••••••• S••••••••• L•• to A••••• B•• C••••••• I•••left Mar 1, 2019, registered Mar 4, 2019 (3 days) · RIA to RIA
- F•••••••• A••••••• N••••••• I••• to U•• F•••••••• S••••••••• L••left Sep 8, 2015, registered Jun 7, 2016 (273 days) · Other
- S••••••• A••••••• S•••••••• I••• to F•••••••• A••••••• N••••••• I•••left Dec 31, 2004, registered Jul 29, 2015 (3862 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address