RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• J••••••• V•••••••••
- P•• W••••• M••••••••• BD affiliated currentsince Mar 3, 2022 · Bluffton, Sc
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 24, 2015 to Dec 31, 2020 · Melville, Ny
- T• A••••••••• I••• formerFeb 24, 2015 to Jan 11, 2021 · Huntington Station, Ny
- T• A••••••••• I••• to P•• W••••• M•••••••••left Jan 11, 2021, registered Mar 3, 2022 (416 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Feb 24, 2015 (-2137 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address