D••••• P•••• F•••••••••

• L•• F•••••••• L•• BD affiliated current
  since Sep 21, 2026 · East Syracuse, Ny
• A••••• A•• P••••••• S••••••• BD affiliated current
  since May 25, 2021 · Syracuse, Ny
• A••••• A•• P••••••• S••••••• BD affiliated
  Mar 6, 2008 to Sep 18, 2026 · Syracuse, Ny
• M••••• S•••••• D• I••• unclassified
  Aug 7, 2006 to Mar 5, 2007 · Rochester, Ny

• A••••• A•• P••••••• S••••••• to L•• F•••••••• L••
  left Sep 18, 2026, registered Sep 21, 2026 (3 days) · Affiliated broker-dealer or bank to another
• M••••• S•••••• D• I••• to A••••• A•• P••••••• S•••••••
  left Mar 5, 2007, registered Mar 6, 2008 (367 days) · Other

• ••• Locked
  Sep 21, 2026 · Advisor registered · fact
• ••• Locked
  Sep 18, 2026 · Advisor registration ended · derived
• ••• Locked
  Sep 18, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address