RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• M•••• M•••••
- B•• W•••••• L•• independent RIA currentsince Dec 2, 2011 · Atlanta, Ga
- H••••••• F••••••••• I••• independent RIAFeb 14, 2011 to Dec 5, 2011 · Atlanta, Ga
- M••••• W••••• M••••••••• L•• unclassifiedApr 21, 2008 to Mar 15, 2011 · Atlanta, Ga
- W••••••••• T•••• I••••••••• M••••••••• bank affiliatedJan 3, 2002 to Jan 31, 2007 · Atlanta, Ga
- H••••••• F••••••••• I••• to B•• W•••••• L••left Dec 5, 2011, registered Dec 2, 2011 (-3 days) · Other
- M••••• W••••• M••••••••• L•• to H••••••• F••••••••• I•••left Mar 15, 2011, registered Feb 14, 2011 (-29 days) · Other
- W••••••••• T•••• I••••••••• M••••••••• to M••••• W••••• M••••••••• L••left Jan 31, 2007, registered Apr 21, 2008 (446 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address