DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Holcombe Financial, Inc.
Latest filing Jun 15, 2026
First filing on the tape Dec 5, 2011 · 52 filings
SEC status approved since Nov 30, 2006
RAUM
$452M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
91%
$410M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$151M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
52 filings and snapshots on the tape
RAUM$452M as of Jun 15, 2026
Feb 29, 2012$144M then
HNW client RAUM$366M as of Jun 15, 2026
Mar 30, 2018$192M then
State-registered IARs (5.B.3)3 as of Jun 15, 2026
Feb 29, 20120 then
Employees (5.A)5 as of Jun 15, 2026
Mar 8, 20134 then
Private funds3 as of Jun 15, 2026
Mar 16, 20151 then
RAUM +19% over the last fiscal year+13% a year over threeIARs 1 to 3
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $151MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $625,433derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 6.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +200%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.2%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $124M, 190 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$366M81%
- Individuals$43.6M9.7%
- Pension and profit-sharing plans$27.3M6.1%
- Pooled investment vehicles$14.5M3.2%
- Corporations and businesses$151,2800.0%
- Individual clients
- 83reported
- HNW clients
- 96reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 722reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $124M for 190 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.91 fund_share=0.03 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Russell E HolcombeCertified Financial Planner | Atlanta, Ga | Mar 3, 2008 | 23 y | 2 |
| Alexander Jeffrey Johnson | Atlanta, Ga | Apr 24, 2025 | 13 y | 0 |
| Sarah Rebecca Lee | Atlanta, Ga | Mar 2, 2026 | 24 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Hope Gena Albu to Umb Private Wealth Management, LLCDec 11, 2024 · Other
- Marcia Marie Mayoue to Bip Wealth, LLCDec 5, 2011 · Other
Joined, latest
- Hope Gena Albu from Peak Asset Management, LLCJan 19, 2024 · RIA to RIA
- Marcia Marie Mayoue from Mayoue Wealth Management, LLCFeb 14, 2011 · Other
- Russell E Holcombe from Applied Financial Group IncNov 13, 2007 · Other
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Hf Fmc Income Fund II, LLC | Real Estate Fund | $8.7M | 34 | Nov 11, 2020 |
| Hf Exworks Income Fund, LLCno longer reported | Other Private Fund | $8.3M | 15 | Apr 27, 2016 |
| Hf Office Income Fund, LLC | Real Estate Fund | $6.5M | 31 | Oct 8, 2021 |
| Hf Fmc Income Fund, LLCno longer reported | Real Estate Fund | $5.6M | 33 | Mar 27, 2020 |
| Hf Retail Income Fund, LLC | Real Estate Fund | $1.3M | 25 | Aug 6, 2018 |
| Hf Income Fund, L.P.no longer reported | Liquidity Fund | $32,953 | 24 | Nov 14, 2014 |
Owners and control persons
Schedule A and B, latest filing
- E Russell Holcombe · President / Chief Compliance Officercontrolsince 10/2006 · owns 75% or more
Related persons
Schedule D 7.A
- Russell E. Holcombeinvestment companyn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Jun 15, 2026RAUM per registered advisor of $150,520,838 against a peer median of $55,716,044 (3252 comparable advisers, 99.0th percentile, 3.3 robust deviations)peers: independent wealth managers, $100M to $500M (3,252) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 694 to 722Apr 24, 2025 to Mar 27, 2026
- Advisory employees · 2 to 3Apr 24, 2025 to Mar 27, 2026
- Advisory activities · 4 to 5Apr 24, 2025 to Mar 27, 2026
- HNW clients · 99 to 96Apr 24, 2025 to Mar 27, 2026
- Individual clients · 84 to 83Apr 24, 2025 to Mar 27, 2026
- Pension plan clients · unset to 5.0Apr 24, 2025 to Mar 27, 2026
- Assets in custody · $166M to $124MApr 24, 2025 to Mar 27, 2026
- Employees · 6 to 5Apr 24, 2025 to Mar 27, 2026
- State-registered IARs · 1 to 3Apr 24, 2025 to Mar 27, 2026
- Discretionary RAUM · $361M to $428MApr 24, 2025 to Mar 27, 2026
- HNW RAUM · $321M to $366MApr 24, 2025 to Mar 27, 2026
- Individual RAUM · $36.1M to $43.6MApr 24, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $18.6M to $23.8MApr 24, 2025 to Mar 27, 2026
- Pension RAUM · $7.8M to $27.3MApr 24, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $14.0M to $14.5MApr 24, 2025 to Mar 27, 2026
- RAUM · $379M to $452MApr 24, 2025 to Mar 27, 2026
- Individual clients · 74 to 84Dec 12, 2024 to Apr 24, 2025
- Accounts · 648 to 694Dec 12, 2024 to Apr 24, 2025
- Advisory employees · 1 to 2Dec 12, 2024 to Apr 24, 2025
- HNW clients · 110 to 99Dec 12, 2024 to Apr 24, 2025
- Pension plan clients · 5.0 to unsetDec 12, 2024 to Apr 24, 2025
- Assets in custody · $24.5M to $166MDec 12, 2024 to Apr 24, 2025
- Employees · 5 to 6Dec 12, 2024 to Apr 24, 2025
- Financial planning clients · 101-250 to 101-250Dec 12, 2024 to Apr 24, 2025
- Other offices · 1 to 0Dec 12, 2024 to Apr 24, 2025
- Discretionary RAUM · $330M to $361MDec 12, 2024 to Apr 24, 2025
- HNW RAUM · $296M to $321MDec 12, 2024 to Apr 24, 2025
- Individual RAUM · $27.1M to $36.1MDec 12, 2024 to Apr 24, 2025
- Non-discretionary RAUM · $17.2M to $18.6MDec 12, 2024 to Apr 24, 2025
- Pension RAUM · $8.0M to $7.8MDec 12, 2024 to Apr 24, 2025
- Pooled vehicle RAUM · $16.4M to $14.0MDec 12, 2024 to Apr 24, 2025
- RAUM · $347M to $379MDec 12, 2024 to Apr 24, 2025
- Advisory employees · 3 to 1Jun 4, 2024 to Dec 12, 2024
- Employees · 6 to 5Jun 4, 2024 to Dec 12, 2024
- State-registered IARs · 3 to 1Jun 4, 2024 to Dec 12, 2024
- Accounts · 587 to 648Jan 18, 2024 to Mar 18, 2024
- HNW clients · 97 to 110Jan 18, 2024 to Mar 18, 2024
- Individual clients · 63 to 74Jan 18, 2024 to Mar 18, 2024
- Pension plan clients · 6 to 5Jan 18, 2024 to Mar 18, 2024
- Assets in custody · $21.7M to $24.5MJan 18, 2024 to Mar 18, 2024
Signals
2 dated events
- Hope Gena Albu left Holcombe Financial, Inc. for Umb Private Wealth Management, Llc (registered 2026-05-11)Dec 11, 2024 · Advisor changed firm · fact
- Ann Stacey Dougherty (Chief Compliance Officer) no longer on Schedule A of Holcombe Financial, Inc. (listed 2021-12-17, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@holcombefinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/holcombe-financial-inc.reportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/mybluepages/about/?viewAsMember=truereportedpublic record, Form ADV, Sep 17, 2026
- Website
- mybluepages.holcombefinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 404-257-3317reportedpublic record, Form ADV, Jun 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $151Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Holcombe Financial, Inc. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…