RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• H••• P•••••••
- M•••••• F••••• F••••••••• L•• independent RIA currentsince Mar 20, 2023 · Fort Worth, Tx
- P••••••• F•••••••• S•••••••• I••• BD affiliatedMar 8, 2021 to Apr 21, 2021 · Granbury, Tx
- E••••• J•••• national BDApr 4, 2007 to Mar 2, 2021 · Granbury, Tx
- P••••••• F•••••••• S•••••••• I••• to M•••••• F••••• F••••••••• L••left Apr 21, 2021, registered Mar 20, 2023 (698 days) · RIA to RIA
- E••••• J•••• to P••••••• F•••••••• S•••••••• I•••left Mar 2, 2021, registered Mar 8, 2021 (6 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address