DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Lee Jones
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
6 y
since Jan 2, 2020
In the industry
37 y
since Nov 18, 1988 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Silver Oak Securities, Inc. BD affiliated currentsince Jan 2, 2020 · Louisville, Ky
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 27, 2013 to Dec 23, 2019 · Louisville, Ky
- First Allied Advisory Services, Inc. formerMay 16, 2013 to May 23, 2013 · Louisville, Ky
- Onyx Wealth Advisors, Inc. formerMay 2, 2011 to Dec 16, 2013 · Louisville, Ky
- U.S. Financial Advisors formerJun 15, 2009 to May 11, 2011 · Louisville, Ky
- LPL Financial LLC BD affiliatedJul 31, 1995 to Jun 9, 2009 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Silver Oak Securities, Inc.left Dec 23, 2019, registered Jan 2, 2020 (10 days) · Affiliated broker-dealer or bank to another
- Onyx Wealth Advisors, Inc. to First Allied Advisory Services, Inc.left Dec 16, 2013, registered May 16, 2013 (-214 days) · Other
- First Allied Advisory Services, Inc. to Cambridge Investment Research Advisors, Inc.left May 23, 2013, registered Nov 27, 2013 (188 days) · Other
- U.S. Financial Advisors to Onyx Wealth Advisors, Inc.left May 11, 2011, registered May 2, 2011 (-9 days) · Other
- LPL Financial LLC to U.S. Financial Advisorsleft Jun 9, 2009, registered Jun 15, 2009 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address