DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

U.S. Financial Advisors

Former SEC-registered adviserWilmington, DelawareCRD 108763SEC 801-55953IAPD
Legal name U.S. Financial Advisors, LLC
Latest filing Aug 15, 2025
First filing on the tape Dec 20, 2011 · 70 filings
SEC status approved since Oct 9, 1998
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
70 filings and snapshots on the tape
RAUM$0 as of Aug 15, 2025
Mar 24, 2012$148M then
HNW client RAUM$134M as of May 19, 2025
Mar 30, 2018$177M then
State-registered IARs (5.B.3)0 as of Aug 15, 2025
Mar 28, 20134 then
Employees (5.A)0 as of Aug 15, 2025
Mar 28, 201312 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Aug 15, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+127%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Financial planning clients
500reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
500reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Hastings Thomas Fletcher · Chief Investment Officercontrol
      since 07/2015 · owns less than 5%
    • E Michael Hornung · Chief Compliance Officercontrol
      since 03/2023 · owns less than 5%
    • Paul John Napolitano · Founder & Chairmancontrol
      since 10/1998 · owns less than 5%
    • William Thomas Schulte · Director Of Financial Planningcontrol
      since 03/2023 · owns less than 5%
    • J James Spinelli · Chief Executive Officercontrol
      since 05/2021 · owns less than 5%
    • Christopher Ryan Todd · Chief Financial Officercontrol
      since 05/2021 · owns less than 5%
    • G Alexander Weiss · Presidentcontrol
      since 01/2022 · owns less than 5%
    • J James Spinelli · Shareholdercontrol
      since 08/2022 · owns 25% to 50% of Gv Management Holdings, Inc
    • Christopher Ryan Todd · Shareholdercontrol
      since 08/2022 · owns 50% to 75% of Gv Management Holdings, Inc
    Entity owners
    • Great Valley Advisor Group, Inc. · Parent Company
      direct · owns 75% or more
    • Gv Management Holdings, Inc · Shareholder
      indirect · owns 75% or more of Great Valley Advisor Group, Inc.
    Related persons
    Schedule D 7.A
    • Clement & Dacunha, LLC
      insurancen
    • Genwel Capital 2 LLC
      pooled vehicle sponsorn
    • Genwel Capital LLC
      pooled vehicle sponsorn
    • Great Valley Advisor Group, LLC
      investment adviseryRAUM $11B
    • Gv Insurance Brokers, LLC
      real estaten
    • South Coast Family Office
      insurancen
    • Southcoast Financial Partners, LLC
      insurancen
    Advisers that list U.S. Financial Advisors as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Wilmington, De · principal000
    Offices
    Schedule D 1.F, the 25 largest
    • Naples, FL2 employees
    What changed
    consecutive filings, newest first
    • Accounts · 678 to 0
      May 19, 2025 to Aug 15, 2025
    • Advisory employees · 8 to 0
      May 19, 2025 to Aug 15, 2025
    • Charity clients · 8.0 to unset
      May 19, 2025 to Aug 15, 2025
    • Corporate clients · 8.0 to unset
      May 19, 2025 to Aug 15, 2025
    • HNW clients · 40.0 to unset
      May 19, 2025 to Aug 15, 2025
    • Individual clients · 612.0 to unset
      May 19, 2025 to Aug 15, 2025
    • Pension plan clients · 3.0 to unset
      May 19, 2025 to Aug 15, 2025
    • Assets in custody · 10750000.0 to unset
      May 19, 2025 to Aug 15, 2025
    • Custody of client assets · true to false
      May 19, 2025 to Aug 15, 2025
    • Employees · 16 to 0
      May 19, 2025 to Aug 15, 2025
    • HQ city · BRAINTREE to WILMINGTON
      May 19, 2025 to Aug 15, 2025
    • HQ state · MA to DE
      May 19, 2025 to Aug 15, 2025
    • Other offices · 2 to 0
      May 19, 2025 to Aug 15, 2025
    • Discretionary RAUM · $397M to $0
      May 19, 2025 to Aug 15, 2025
    • HNW RAUM · 133693107.0 to unset
      May 19, 2025 to Aug 15, 2025
    • Individual RAUM · 226589705.0 to unset
      May 19, 2025 to Aug 15, 2025
    • Pension RAUM · 4233865.0 to unset
      May 19, 2025 to Aug 15, 2025
    • RAUM · $397M to $0
      May 19, 2025 to Aug 15, 2025
    • Financial planning clients · More than 500 to More than 500
      Apr 1, 2025 to May 19, 2025
    • Accounts · 612 to 678
      Oct 18, 2024 to Apr 1, 2025
    • Charity clients · 5 to 8
      Oct 18, 2024 to Apr 1, 2025
    • Corporate clients · 6 to 8
      Oct 18, 2024 to Apr 1, 2025
    • HNW clients · 93 to 40
      Oct 18, 2024 to Apr 1, 2025
    • Individual clients · 194 to 612
      Oct 18, 2024 to Apr 1, 2025
    • Pension plan clients · 8 to 3
      Oct 18, 2024 to Apr 1, 2025
    • Employees · 12 to 16
      Oct 18, 2024 to Apr 1, 2025
    • Financial planning clients · 251-500 to More than 500
      Oct 18, 2024 to Apr 1, 2025
    • Other offices · 1 to 2
      Oct 18, 2024 to Apr 1, 2025
    • Discretionary RAUM · $349M to $397M
      Oct 18, 2024 to Apr 1, 2025
    • HNW RAUM · $244M to $134M
      Oct 18, 2024 to Apr 1, 2025
    • Individual RAUM · $58.7M to $227M
      Oct 18, 2024 to Apr 1, 2025
    • Pension RAUM · $19.9M to $4.2M
      Oct 18, 2024 to Apr 1, 2025
    • RAUM · $349M to $397M
      Oct 18, 2024 to Apr 1, 2025
    • Assets in custody · unset to 10750000.0
      Mar 29, 2024 to Oct 18, 2024
    • Custody of client assets · false to true
      Mar 29, 2024 to Oct 18, 2024
    • Accounts · 559 to 612
      Dec 6, 2023 to Mar 29, 2024
    • Advisory employees · 6 to 8
      Dec 6, 2023 to Mar 29, 2024
    • Charity clients · unset to 5.0
      Dec 6, 2023 to Mar 29, 2024
    • Corporate clients · 12 to 6
      Dec 6, 2023 to Mar 29, 2024
    • HNW clients · 72 to 93
      Dec 6, 2023 to Mar 29, 2024
    Signals
    24 dated events
    • U.S. Financial Advisors no longer on the SEC adviser roster (last listed 2026-03-02)
      Apr 1, 2026 · Left the SEC roster · derived
    • U.S. Financial Advisors reported RAUM $0, down 100% from $397.1M (2025-05-19 to 2025-08-15)
      Aug 15, 2025 · RAUM change · derived
    • Dante Marco Coppola left U.S. Financial Advisors for Napier Financial (registered 2025-07-21)
      Jul 25, 2025 · Advisor changed firm · fact
    • Robert Christopher Napolitano left U.S. Financial Advisors for Napier Financial (registered 2025-07-21)
      Jul 25, 2025 · Advisor changed firm · fact
    • John Paul Napolitano left U.S. Financial Advisors for Great Valley Advisor Group, Llc (registered 2023-08-21)
      Jul 25, 2025 · Advisor changed firm · fact
    • Anne Nicole Gouthro left U.S. Financial Advisors for Napier Financial (registered 2025-07-21)
      Jul 25, 2025 · Advisor changed firm · fact
    • Thomas William Schulte left U.S. Financial Advisors for Napier Financial (registered 2025-08-26)
      Jul 25, 2025 · Advisor changed firm · fact
    • Thomas Hastings Fletcher left U.S. Financial Advisors for Napier Financial (registered 2025-07-21)
      Jul 25, 2025 · Advisor changed firm · fact
    • Adam J Dani left U.S. Financial Advisors for Napier Financial (registered 2025-07-21)
      Jul 25, 2025 · Advisor changed firm · fact
    • Alexander Gregory Weiss left U.S. Financial Advisors for Napier Financial (registered 2025-07-21)
      Jul 25, 2025 · Advisor changed firm · fact
    • U.S. Financial Advisors's advisors moved to Napier Financial (Wilmington, DE): 7 of 8 registered, on the same day
      Jul 25, 2025 · Firm absorbed (people side) · derived
    • G Alexander Weiss (President) appeared on Schedule A of U.S. Financial Advisors
      Mar 31, 2023 · Control person joined · fact
    • Paul John Napolitano (Founder & Chairman) appeared on Schedule A of U.S. Financial Advisors
      Mar 31, 2023 · Control person joined · fact
    • Hastings Thomas Fletcher (Chief Investment Officer) appeared on Schedule A of U.S. Financial Advisors
      Mar 31, 2023 · Control person joined · fact
    • William Thomas Schulte (Director Of Financial Planning) appeared on Schedule A of U.S. Financial Advisors
      Mar 31, 2023 · Control person joined · fact
    • E Michael Hornung (Chief Compliance Officer) appeared on Schedule A of U.S. Financial Advisors
      Mar 31, 2023 · Control person joined · fact
    • George Thomas Clarke left U.S. Financial Advisors for Great Valley Advisor Group, Llc (registered 2023-03-13)
      Mar 7, 2023 · Advisor changed firm · fact
    • Benjamin Neil Haas left U.S. Financial Advisors for Lpl Financial Llc (registered 2013-06-06)
      Apr 20, 2022 · Advisor changed firm · fact
    • U.S. Financial Advisors reported RAUM $303.4M, down 51% from $614.0M (2021-09-02 to 2022-03-31)
      Mar 31, 2022 · RAUM change · derived
    • U.S. Financial Advisors reported 0 offices beyond its principal office, down from 6 (2021-07-01 to 2021-09-01)
      Sep 1, 2021 · Office count change · derived
    • J James Spinelli (Chief Executive Officer) appeared on Schedule A of U.S. Financial Advisors
      Jul 1, 2021 · Control person joined · fact
    • Christopher Ryan Todd (Chief Financial Officer) appeared on Schedule A of U.S. Financial Advisors
      Jul 1, 2021 · Control person joined · fact
    • Paul John Napolitano (Chairman & Chief Executive Officer) no longer on Schedule A of U.S. Financial Advisors (listed 2021-06-29, absent 2021-07-01)
      Jul 1, 2021 · Control person left · inference
    • Thomas George Clarke (Chief Financial Officer) no longer on Schedule A of U.S. Financial Advisors (listed 2021-06-29, absent 2021-07-01)
      Jul 1, 2021 · Control person left · inference
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026