DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Continuum Advisory, LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 10, 2016 · 38 filings
SEC status approved since Mar 30, 2016
RAUM
$1.9B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
95%
$1.8B individuals and HNW
Advisors
40
registered through the firm on IAPD
RAUM per advisor
$47.7M
derived; firm RAUM over IAPD count
Employees
66
32 advisory (5.B.1)
Offices
17
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$1.9B as of Mar 30, 2026
Mar 31, 2017$191M then
HNW client RAUM$1.3B as of Mar 30, 2026
Mar 31, 2018$47.6M then
State-registered IARs (5.B.3)32 as of Mar 30, 2026
Mar 31, 201717 then
Employees (5.A)66 as of Mar 30, 2026
Mar 31, 201729 then
Private funds: no history
RAUM +35% over the last fiscal year+23% a year over threeIARs 33 to 32offices 18 to 17
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $47.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 84derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $551,269derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.2derived18 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- -3.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +21%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $561M, 1,958 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.3B68%
- Individuals$512M27%
- Corporations and businesses$57.4M3.0%
- Pension and profit-sharing plans$29.2M1.5%
- Charitable organizations$9.5M0.5%
- Individual clients
- 2,442reported
- HNW clients
- 902reported
- Pension plan clients
- 47reported
- Charitable clients
- 30reported
- Accounts
- 3,461reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $561M for 1,958 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=23.0derived
Advisors registered through the firm
39 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy Shea Kerrigan | Eagle, Id | Apr 4, 2016 | 15 y | 4 |
| Brian James DamianiCertified Financial Planner | Eagle, Id | Apr 4, 2016 | 26 y | 3 |
| Michael Andrew Kelly | Annapolis, Md | Apr 5, 2016 | 11 y | 2 |
| Michael Andrew Kelly | Eagle, Id | Apr 5, 2016 | 27 y | 3 |
| Jonathan Craig SullivanCertified Financial Planner, Chartered Financial Analyst | Portland, Or | Apr 6, 2016 | 19 y | 3 |
| Jacqueline Marie LakocyCertified Financial Planner | Aptos, Ca | Aug 5, 2016 | 30 y | 2 |
| Mark Charles AllenCertified Financial Planner | Eagle, Id | Aug 5, 2016 | 22 y | 3 |
| Andrew Geist EakinChartered Financial Consultant | Bozeman, Mt | Aug 5, 2016 | 27 y | 3 |
| Kari Jo Thomann BearCertified Financial Planner | Eagle, Id | Oct 4, 2016 | 20 y | 2 |
| Simon F Keogh | Bentonville, Ar | Dec 12, 2017 | 20 y | 3 |
| Shanley Rassler CampbellCertified Financial Planner, Chartered Financial Consultant | Eagle, Id | Jan 18, 2018 | 21 y | 3 |
| Alina Lee Santiago | Eagle, Id | Feb 8, 2018 | 18 y | 4 |
| Howard Jay Levine | Bozeman, Mt | Feb 9, 2018 | 30 y | 2 |
| Nicholas Anthony Lentini | Valencia, Ca | Apr 17, 2018 | 30 y | 2 |
| Lancer Stacy Cuddy | Annapolis, Md | Apr 7, 2020 | 28 y | 2 |
| Shannen Shantel Ingram | Sonora, Ca | Jan 27, 2021 | 19 y | 1 |
| Teresa Louise Yragui | Eagle, Id | Jun 4, 2021 | 24 y | 4 |
| Jacob Ward Coleman | Eagle, Id | Oct 5, 2021 | 28 y | 1 |
| Zachary Lee Furshman | Eagle, Id | Oct 6, 2021 | 13 y | 0 |
| Scott Toshio Nishimura | Eagle, Id | Feb 15, 2022 | 32 y | 5 |
| Christopher M Maxey | Eagle, Id | Nov 18, 2022 | 11 y | 2 |
| Shawn Clark | Tampa, Fl | Jan 11, 2023 | 13 y | 2 |
| Adam Leslie Saumweber | Eagle, Id | Apr 6, 2023 | 11 y | 0 |
| Bryan Ross Wasserman | Eagle, Id | Jun 2, 2023 | 11 y | 1 |
| Ruth Miller | Richfield, Mn | Sep 26, 2023 | 35 y | 6 |
| Andrew Davis KellyCertified Financial Planner | Annapolis, Md | Nov 8, 2023 | 14 y | 0 |
| George Chuwang ChuangChartered Financial Analyst | Tampa, Fl | Dec 15, 2023 | 23 y | 2 |
| Jonathan Ryan Warner | Meridian, Id | Jan 2, 2024 | 18 y | 1 |
| Donny Jordan Hopoi | Eagle, Id | Apr 4, 2024 | 10 y | 0 |
| Nicolette May SeilusCertified Financial Planner | Eagle, Id | Apr 4, 2024 | 13 y | 0 |
| Brandon LevineCertified Financial Planner | New York, Ny | Jun 17, 2024 | 15 y | 3 |
| Daniel Copenhagen | Eagle, Id | Sep 4, 2024 | 25 y | 0 |
| Brandon Everett Jones | Eagle, Id | Jan 31, 2025 | 12 y | 3 |
| Matthew Thomas Mills | Eagle, Id | Oct 29, 2025 | 11 y | 0 |
| Cullen Henley | Eagle, Id | Apr 7, 2026 | 12 y | 1 |
| Deepa Gibbons | Eagle, Id | Apr 14, 2026 | 28 y | 7 |
| Joanna Nineen AmbergerCertified Financial Planner | Eagle, Id | Apr 22, 2026 | 18 y | 4 |
| Quinlan Taylor Popham | Eagle, Id | Aug 5, 2026 | 10 y | 0 |
| Triinu Barclay | Eagle, Id | Aug 31, 2026 | 11 y | 0 |
Advisor movement
1 left, 3 joined in 12 months
net +2 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 2.5% of current headcount6 left over 36 months
Left, latest
- Cameron David Benson to LPL Financial LLCJul 9, 2026 · RIA to affiliated broker-dealer or bank
- Jody Jeremiah Roth to Cwm, LLCMar 11, 2024 · RIA to affiliated broker-dealer or bank
- Schuyler Chase Cayton to Snowden Capital Advisors LLCNov 28, 2023 · RIA to affiliated broker-dealer or bank
- Wendell Wayne Cayton to Snowden Capital Advisors LLCNov 28, 2023 · RIA to affiliated broker-dealer or bank
- Charles Knapp Randall to Legacy PreservationNov 27, 2023 · Other
- Andres Antonio Favela to Cetera Investment Advisers LLCOct 27, 2023 · RIA to affiliated broker-dealer or bank
- Brandon Levine to LPL Financial LLCJun 26, 2023 · RIA to affiliated broker-dealer or bank
- Kiliaen Van Rensselaer Ludlow to Arkadios Wealth AdvisorsNov 16, 2022 · RIA to affiliated broker-dealer or bank
- Nathan Miles Stibbs to Arkadios Wealth AdvisorsNov 16, 2022 · RIA to affiliated broker-dealer or bank
- Laura Ellen Clark-Brown to J. W. Cole Advisors, Inc.Dec 3, 2021 · RIA to RIA
- Kevin Mark Nast to J. W. Cole Advisors, Inc.Nov 30, 2021 · RIA to affiliated broker-dealer or bank
- John Zamboanga to Northwestern Mutual Investment Services,LLCNov 1, 2019 · Other
- Kimberly Rose Damiani to Securian Financial Services, Inc.Jul 13, 2018 · RIA to affiliated broker-dealer or bank
- Serena Lynette Davis to United Planners' Financial Services Of America A Limited PartnerJan 19, 2018 · Other
Joined, latest
- Joanna Nineen Amberger from Advocacy Wealth Management, LLCApr 22, 2026 · RIA to RIA
- Deepa Gibbons from Fsc Securities CorporationApr 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Cullen Henley from Wells Fargo AdvisorsApr 7, 2026 · Wirehouse to independent RIA
- Brandon Everett Jones from Rw Investment Management LLCJan 31, 2025 · RIA to RIA
- Brandon Levine from Trivium Point Advisory, LLCJun 17, 2024 · RIA to RIA
- Jonathan Ryan Warner from Ig Advisory, LLCJan 2, 2024 · Other
- George Chuwang Chuang from Transamerica Financial Advisors, LLCDec 15, 2023 · Affiliated broker-dealer or bank to independent RIA
- Ruth Miller from Cx Institutional, LLCSep 26, 2023 · RIA to RIA
- Bryan Ross Wasserman from MML Investors Services, LLCJun 2, 2023 · Affiliated broker-dealer or bank to independent RIA
- Shawn Clark from Kalos ManagementJan 11, 2023 · Affiliated broker-dealer or bank to independent RIA
- Christopher M Maxey from Kalos ManagementNov 18, 2022 · Affiliated broker-dealer or bank to independent RIA
- Scott Toshio Nishimura from Transamerica Financial Advisors, LLCFeb 15, 2022 · Affiliated broker-dealer or bank to independent RIA
- Andres Antonio Favela from Pfg AdvisorsDec 16, 2021 · RIA to RIA
- Jacob Ward Coleman from Edward JonesOct 5, 2021 · Affiliated broker-dealer or bank to independent RIA
- Teresa Louise Yragui from Securities America Advisors, Inc.Jun 4, 2021 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for J. W. Cole Advisors, Inc.Nov 30, 2021 · Plymouth, Mi
- 2 joined from Kalos ManagementNov 22, 2022 · Tampa, Fl
- 8 joined from Signator Investors, Inc.Nov 17, 2017 · Pleasanton, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Brian Damiani · Member And Chief Investment Officercontrolsince 03/2016 · owns 25% to 50%
- Andrew Michael Kelly · Member And Chief Operations Officercontrolsince 03/2016 · owns 25% to 50%
- Shea Timothy Kerrigan · Member And Chief Financial Officercontrolsince 03/2016 · owns 25% to 50%
- Lee Alina Santiago · Chief Compliance Officercontrolsince 09/2020 · owns less than 5%
- Chuwang George Chuang · Presidentsince 01/2023 · owns less than 5%
Related persons
Schedule D 7.A
- Mark Alleninsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Eagle, Id · principal | 40 | 6 | 1 | ||
| Annapolis, Md | 6 | 0 | 0 | ||
| Tampa, Fl | 4 | 1 | 0 | ||
| Bozeman, Mt | 4 | 1 | 0 | ||
| Philadelphia, Pa | 3 | 1 | 0 | ||
| Phoenix, Az | 2 | 1 | 0 | ||
| Stowe, Vt | 2 | 0 | 0 | ||
| Bentonville, Ar | 2 | 0 | 0 | ||
| Bellevue, Id | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Annapolis, MD4 employees
- Tampa, FL2 employees
- Danville, CA1 employees
- Folsom, CA1 employees
- Honolulu, HI1 employees
- Liberty, MO1 employees
- Philadelphia, PA1 employees
- Phoenix, AZ1 employees
- Santa Clarita, CA1 employees
- Sonora, CA1 employees
- Stowe, VT1 employees
- , 1 employees
- Bentonville, AR1 employees
What changed
consecutive filings, newest first
- Accounts · 2,852 to 3,461Sep 19, 2025 to Mar 30, 2026
- Advisory employees · 33 to 32Sep 19, 2025 to Mar 30, 2026
- BD registered reps · 26 to 23Sep 19, 2025 to Mar 30, 2026
- Charity clients · 21 to 30Sep 19, 2025 to Mar 30, 2026
- Corporate clients · 22 to 40Sep 19, 2025 to Mar 30, 2026
- HNW clients · 773 to 902Sep 19, 2025 to Mar 30, 2026
- Individual clients · 2,002 to 2,442Sep 19, 2025 to Mar 30, 2026
- Pension plan clients · 31 to 47Sep 19, 2025 to Mar 30, 2026
- Assets in custody · $378M to $561MSep 19, 2025 to Mar 30, 2026
- Employees · 69 to 66Sep 19, 2025 to Mar 30, 2026
- Insurance-licensed employees · 1 to 0Sep 19, 2025 to Mar 30, 2026
- Financial planning clients · 11-25 to 26-50Sep 19, 2025 to Mar 30, 2026
- State-registered IARs · 33 to 32Sep 19, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.4B to $1.9BSep 19, 2025 to Mar 30, 2026
- HNW RAUM · $977M to $1.3BSep 19, 2025 to Mar 30, 2026
- Individual RAUM · $377M to $512MSep 19, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $16.6M to $14.7MSep 19, 2025 to Mar 30, 2026
- Pension RAUM · $21.2M to $29.2MSep 19, 2025 to Mar 30, 2026
- RAUM · $1.4B to $1.9BSep 19, 2025 to Mar 30, 2026
- Other offices · 18 to 17Mar 28, 2025 to Sep 19, 2025
- Accounts · 2,953 to 2,852Jun 12, 2024 to Mar 28, 2025
- Advisory employees · 31 to 33Jun 12, 2024 to Mar 28, 2025
- BD registered reps · 18 to 26Jun 12, 2024 to Mar 28, 2025
- Charity clients · 13 to 21Jun 12, 2024 to Mar 28, 2025
- Corporate clients · 29 to 22Jun 12, 2024 to Mar 28, 2025
- HNW clients · 301 to 773Jun 12, 2024 to Mar 28, 2025
- Individual clients · 1,664 to 2,002Jun 12, 2024 to Mar 28, 2025
- Pension plan clients · 38 to 31Jun 12, 2024 to Mar 28, 2025
- Assets in custody · $131M to $378MJun 12, 2024 to Mar 28, 2025
- Employees · 66 to 69Jun 12, 2024 to Mar 28, 2025
- Insurance-licensed employees · 0 to 1Jun 12, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 11-25Jun 12, 2024 to Mar 28, 2025
- State-registered IARs · 31 to 33Jun 12, 2024 to Mar 28, 2025
- Other offices · 13 to 18Jun 12, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.3B to $1.4BJun 12, 2024 to Mar 28, 2025
- HNW RAUM · $919M to $977MJun 12, 2024 to Mar 28, 2025
- Individual RAUM · $328M to $377MJun 12, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $0 to $16.6MJun 12, 2024 to Mar 28, 2025
- Pension RAUM · $18.4M to $21.2MJun 12, 2024 to Mar 28, 2025
- RAUM · $1.3B to $1.4BJun 12, 2024 to Mar 28, 2025
Signals
19 dated events
- Cameron David Benson left Continuum Advisory, Llc for Lpl Financial Llc (registered 2026-08-14)Jul 9, 2026 · Advisor changed firm · fact
- Continuum Advisory, Llc reported RAUM $1.9B, up 35% from $1.4B (2025-09-19 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Continuum Advisory, Llc reported 18 offices beyond its principal office, up from 13 (2024-06-12 to 2025-03-28)Mar 28, 2025 · Office count change · derived
- Continuum Advisory, Llc reported 13 offices beyond its principal office, down from 19 (2023-09-12 to 2024-03-28)Mar 28, 2024 · Office count change · derived
- Continuum Advisory, Llc reported RAUM $1.3B, up 27% from $1.0B (2023-09-12 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Jody Jeremiah Roth left Continuum Advisory, Llc for Cetera Investment Advisers Llc (registered 2024-03-11)Mar 11, 2024 · Advisor changed firm · fact
- Schuyler Chase Cayton left Continuum Advisory, Llc for Snowden Capital Advisors Llc (registered 2023-11-28)Nov 28, 2023 · Advisor changed firm · fact
- Wendell Wayne Cayton left Continuum Advisory, Llc for Snowden Capital Advisors Llc (registered 2023-11-28)Nov 28, 2023 · Advisor changed firm · fact
- Charles Knapp Randall left Continuum Advisory, Llc for Legacy Preservation (registered 2020-12-24)Nov 27, 2023 · Advisor changed firm · fact
- Andres Antonio Favela left Continuum Advisory, Llc for Cetera Investment Advisers Llc (registered 2024-03-21)Oct 27, 2023 · Advisor changed firm · fact
- Brandon Levine left Continuum Advisory, Llc for Lpl Financial Llc (registered 2023-06-14)Jun 26, 2023 · Advisor changed firm · fact
- 2 advisors left Kalos Management (Tampa, FL) for Continuum Advisory, LLC on the same dayNov 22, 2022 · Team lift-out · derived
- Nathan Miles Stibbs left Continuum Advisory, Llc for Arkadios Wealth Advisors (registered 2023-03-01)Nov 16, 2022 · Advisor changed firm · fact
- Kiliaen Van Rensselaer Ludlow left Continuum Advisory, Llc for Arkadios Wealth Advisors (registered 2024-06-06)Nov 16, 2022 · Advisor changed firm · fact
- Continuum Advisory, Llc reported RAUM $820.1M, up 45% from $566.0M (2021-12-02 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Craig Jonathan Sullivan (Chief Compliance Officer) no longer on Schedule A of Continuum Advisory, Llc (listed 2020-09-14, absent 2020-11-13)Nov 13, 2020 · Control person left · inference
- Lee Alina Santiago (Chief Compliance Officer) appeared on Schedule A of Continuum Advisory, LlcNov 13, 2020 · Control person joined · fact
- Continuum Advisory, Llc reported RAUM $357.7M, up 87% from $190.8M (2018-02-08 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
- Continuum Advisory, Llc filed its initial SEC registration (Form ADV)Mar 10, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 209-288-2267reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 209-288-2958reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- athenableis.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 2084171933reportedpublic record, Form ADV, Mar 30, 2026
- Team page
- athenableis.com/team.htmreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $47.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026