DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Hank Snyder
At current firm
3 y
since Jun 12, 2023
In the industry
37 y
since Dec 27, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jun 12, 2023 · Weirton, Wv
- USA Financial Securities LLC independent RIAMay 26, 2017 to Jun 12, 2023 · Weirton, Wv
- On Investment Management Co BD affiliatedApr 21, 2016 to May 30, 2017 · Weirton, Wv
- Next Financial Group, Inc. formerJan 2, 2014 to Sep 4, 2015 · Poland, Oh
Moves
a registration end followed by a registration begin elsewhere
- USA Financial Securities LLC to LPL Financial LLCleft Jun 12, 2023, registered Jun 12, 2023 (0 days) · RIA to affiliated broker-dealer or bank
- On Investment Management Co to USA Financial Securities LLCleft May 30, 2017, registered May 26, 2017 (-4 days) · Other
- Next Financial Group, Inc. to On Investment Management Coleft Sep 4, 2015, registered Apr 21, 2016 (230 days) · Other
Signals
- Henry Snyder left Usa Financial Securities Llc for Lpl Financial Llc (registered 2023-06-12)Jun 12, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address