RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• D••••• L••••••
- M•••• C••••••• A••••••• S•••••• BD affiliated currentsince Dec 10, 2025 · Palm Beach Gardens, Fl
- T•••••• formerJan 5, 2021 to Dec 6, 2025 · Conway, Ar
- A•••••• A••••••• S••••••• formerJan 28, 1994 to Dec 31, 2020 · Cabot, Ar
- T•••••• to M•••• C••••••• A••••••• S••••••left Dec 6, 2025, registered Dec 10, 2025 (4 days) · RIA to affiliated broker-dealer or bank · moved with a team
- A•••••• A••••••• S••••••• to T••••••left Dec 31, 2020, registered Jan 5, 2021 (5 days) · Affiliated broker-dealer or bank to independent RIA
- J•• D••••• L•••••• left Trutoro for M•••• C••••••• A••••••• S•••••• (registered 2025-12-10)Dec 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address