DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• R••• P••••••••• L••
Latest filing Apr 28, 2026
First filing on the tape Mar 20, 2012 · 53 filings
SEC status approved since Jul 7, 2005
RAUM
$985M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
88%
$869M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$109M
derived; firm RAUM over IAPD count
Employees
11
10 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
53 filings and snapshots on the tape
RAUM$985M as of Apr 28, 2026
Mar 20, 2012$312M then
HNW client RAUM$768M as of Apr 28, 2026
Mar 29, 2018$222M then
State-registered IARs (5.B.3)10 as of Apr 28, 2026
Mar 20, 20120 then
Employees (5.A)11 as of Apr 28, 2026
Mar 27, 20133 then
Private funds: no history
RAUM +25% over the last fiscal year+25% a year over threeIARs 9 to 10
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $109MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $794,757derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 8.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Custody
- $99.5M, 46 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$768M78%
- Individuals$101M10%
- Charitable organizations$70.3M7.1%
- Corporations and businesses$35.1M3.6%
- Pension and profit-sharing plans$11.3M1.1%
- Individual clients
- 207reported
- HNW clients
- 204reported
- Pension plan clients
- 5reported
- Charitable clients
- 11reported
- Accounts
- 1,240reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $99.5M for 46 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••• F••••• R•••Chartered Financial Consultant | Honolulu, Hi | Mar 7, 2011 | 26 y | 1 |
| O•••• V••••• S•••••••• | Honolulu, Hi | Oct 29, 2013 | 24 y | 1 |
| A••••• J••• W•••••Certified Financial Planner | San Luis Obispo, Ca | May 11, 2018 | 14 y | 0 |
| C•••• H••••• T••••• | Honolulu, Hi | Apr 17, 2020 | 26 y | 1 |
| B•••• K••• T••••••Chartered Financial Analyst | Honolulu, Hi | Jan 9, 2024 | 12 y | 0 |
| T•••• K•••••• S•••••• | San Luis Obispo, Ca | May 15, 2024 | 23 y | 2 |
| S••••• S••••••••• | Honolulu, Hi | Aug 22, 2024 | 36 y | 5 |
| J•••• M•••• S•••••Certified Financial Planner | Kahului, Maui, Hi | Oct 30, 2024 | 14 y | 0 |
| S•••• E•••••••• K•••••••• B••••••• | Kahului, Maui, Hi | Jan 1, 2025 | 27 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••••• S••••••••• from C•••••• S••••• • C••• I•••Aug 22, 2024 · Affiliated broker-dealer or bank to independent RIA
- T•••• K•••••• S•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 15, 2024 · Wirehouse to independent RIA
- C•••• H••••• T••••• from C•••••• S••••• • C••• I•••Apr 17, 2020 · Affiliated broker-dealer or bank to independent RIA
- O•••• V••••• S•••••••• from W••• D•••• • A••••••••• I••Oct 29, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••• B•••••• F••••• · Member/Chief Compliance Officercontrolsince 02/2008 · owns 75% or more
- S••••••••• O••••• V••••• · Chief Investment Officercontrolsince 08/2013 · owns 5% to 10%
- R•••• B•••••• F••••• · Trusteecontrolsince 12/1992 · owns F of B••••• F• R•••• T••• O• T•• B••••• F• R••• T•••• D•••• D••••••• 1•• 1•••
- B•••••••• S••••• E•••••••• K•••••••• · Partnersince 07/2020 · owns 5% to 10%
- W•••••• A•••••• J••• · Senior Wealth Manager, Portfolio Managersince 01/2024 · owns 5% to 10%
- Y••••• L••• M•• · Operations Manager, Senior Client Service Administratorsince 07/2022 · owns 5% to 10%
Entity owners
- B••••• F• R•••• T••• O• T•• B••••• F• R••• T•••• D•••• D••••••• 1•• 1••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- W•••••••• I••••••••• A•••••••• L••investment adviseryRAUM $6.4M
Advisers that list T•• R••• P••••••••• L•• as a related person
- 288484 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Honolulu, Hi · principal | 9 | 0 | 0 | ||
| San Luis Obispo, Ca | 3 | 0 | 0 | ||
| Kahului, Maui, Hi | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Kahului, Maui, HI1 employees
- Paso Robles, CA1 employees
- San Luis Obispo, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 1,096 to 1,240Aug 15, 2025 to Mar 25, 2026
- Advisory employees · 9 to 10Aug 15, 2025 to Mar 25, 2026
- Advisory activities · 4 to 5Aug 15, 2025 to Mar 25, 2026
- Charity clients · 9 to 11Aug 15, 2025 to Mar 25, 2026
- Corporate clients · 12 to 15Aug 15, 2025 to Mar 25, 2026
- HNW clients · 177 to 204Aug 15, 2025 to Mar 25, 2026
- Individual clients · 174 to 207Aug 15, 2025 to Mar 25, 2026
- Assets in custody · $61.7M to $99.5MAug 15, 2025 to Mar 25, 2026
- Insurance-licensed employees · 9 to 10Aug 15, 2025 to Mar 25, 2026
- State-registered IARs · 9 to 10Aug 15, 2025 to Mar 25, 2026
- Discretionary RAUM · $753M to $951MAug 15, 2025 to Mar 25, 2026
- HNW RAUM · $600M to $768MAug 15, 2025 to Mar 25, 2026
- Individual RAUM · $80.0M to $101MAug 15, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $33.1M to $34.8MAug 15, 2025 to Mar 25, 2026
- Pension RAUM · $9.9M to $11.3MAug 15, 2025 to Mar 25, 2026
- RAUM · $786M to $985MAug 15, 2025 to Mar 25, 2026
- Accounts · 830 to 1,096May 1, 2024 to Mar 27, 2025
- Advisory employees · 6 to 9May 1, 2024 to Mar 27, 2025
- Advisory activities · 6 to 4May 1, 2024 to Mar 27, 2025
- Corporate clients · 8 to 12May 1, 2024 to Mar 27, 2025
- HNW clients · 139 to 177May 1, 2024 to Mar 27, 2025
- Individual clients · 146 to 174May 1, 2024 to Mar 27, 2025
- Pension plan clients · unset to 5.0May 1, 2024 to Mar 27, 2025
- Assets in custody · $118M to $61.7MMay 1, 2024 to Mar 27, 2025
- Employees · 9 to 11May 1, 2024 to Mar 27, 2025
- Insurance-licensed employees · 6 to 9May 1, 2024 to Mar 27, 2025
- Financial planning clients · 51-100 to 26-50May 1, 2024 to Mar 27, 2025
- State-registered IARs · 6 to 9May 1, 2024 to Mar 27, 2025
- Discretionary RAUM · $573M to $753MMay 1, 2024 to Mar 27, 2025
- HNW RAUM · $456M to $600MMay 1, 2024 to Mar 27, 2025
- Individual RAUM · $63.2M to $80.0MMay 1, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $36.8M to $33.1MMay 1, 2024 to Mar 27, 2025
- Pension RAUM · $7.2M to $9.9MMay 1, 2024 to Mar 27, 2025
- RAUM · $609M to $786MMay 1, 2024 to Mar 27, 2025
- Accounts · 735 to 830Sep 26, 2023 to Mar 28, 2024
- Charity clients · 7 to 9Sep 26, 2023 to Mar 28, 2024
- Corporate clients · 6 to 8Sep 26, 2023 to Mar 28, 2024
- HNW clients · 114 to 139Sep 26, 2023 to Mar 28, 2024
- Individual clients · 141 to 146Sep 26, 2023 to Mar 28, 2024
- Assets in custody · $106M to $118MSep 26, 2023 to Mar 28, 2024
Signals
4 dated events
- T•• R••• P••••••••• L•• reported RAUM $985.5M, up 25% from $785.8M (2025-08-15 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- T•• R••• P••••••••• L•• reported RAUM $785.8M, up 29% from $609.4M (2024-05-01 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- T•• R••• P••••••••• L•• reported RAUM $549.0M, up 27% from $433.5M (2021-09-28 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Elizabeth Kehaunani Sarah Bredhoff (Partner) appeared on Schedule A of T•• R••• P••••••••• L••Aug 4, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- jake@thericepartnership.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lia@thericepartnership.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 805-517-4122reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 808-446-8294reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 808-446-8295reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- THER•••P•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 808-585-7788reportedpublic record, Form ADV, Apr 28, 2026
- Contact form
- thericepartnership.com/get-in-touchreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $109Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026