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Registered advisor
P••••• C•••••• A••••
Feed of 09/15/2026
Also filed as Phil A••••
At current firm
5 y
since Oct 2, 2020
In the industry
37 y
since Dec 2, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 2, 2020 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseJan 30, 2009 to Oct 14, 2020 · Chicago, Il
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 14, 2003 to Feb 4, 2009 · Chicago, Il
- B••• O• A•••••• S••••••••• L•• unclassifiedJan 31, 2001 to Aug 20, 2003 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Oct 14, 2020, registered Oct 2, 2020 (-12 days) · Wirehouse to wirehouse · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to U•• F•••••••• S••••••• I•••left Feb 4, 2009, registered Jan 30, 2009 (-5 days) · Other
- B••• O• A•••••• S••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 20, 2003, registered Aug 14, 2003 (-6 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address