RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• E••• H•••••••
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Mar 30, 2026 · Saint Louis, Mo
- O•••• W•••••• I••• BD affiliatedMar 10, 2009 to Apr 6, 2026 · St. Louis, Mo
- P•••••• F•••••••• P•••••••• L•• unclassifiedOct 7, 2004 to Jul 6, 2022 · St. Louis, Mo
- L•• F•••••••• L•• BD affiliatedMay 25, 2004 to Aug 17, 2005 · St. Louis, Mo
- W• G••••••• S••••••••• I••• unclassifiedOct 31, 1995 to Jun 16, 2004 · St. Louis, Mo
- O•••• W•••••• I••• to I••••••••• F•••••••• G••••• L••left Apr 6, 2026, registered Mar 30, 2026 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- P•••••• F•••••••• P•••••••• L•• to O•••• W•••••• I•••left Jul 6, 2022, registered Mar 10, 2009 (-4866 days) · Other · moved with a team
- L•• F•••••••• L•• to P•••••• F•••••••• P•••••••• L••left Aug 17, 2005, registered Oct 7, 2004 (-314 days) · Other
- W• G••••••• S••••••••• I••• to L•• F•••••••• L••left Jun 16, 2004, registered May 25, 2004 (-22 days) · Other
- J••• E••• H••••••• left O•••• W•••••• I••• for I••••••••• F•••••••• G••••• L•• (registered 2026-03-30)Apr 6, 2026 · Advisor changed firm · fact
- J••• E••• H••••••• left P•••••• F•••••••• P•••••••• L•• for O•••• W•••••• I••• (registered 2009-03-10)Jul 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address