RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J••••• M•••••••
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jan 12, 2022 · Atlanta, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedMar 2, 2021 to Jan 5, 2022 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2013 to Mar 2, 2021 · Atlanta, Ga
- S•••• • S••••••••• L•• formerOct 12, 2010 to Jan 2, 2013 · Atlanta, Ga
- R••••• W• B•••• • C•• I••••••••• mixed wealthJul 29, 2004 to Sep 23, 2010 · Atlanta North Point, Ga
- M••••• S•••••• D• I••• unclassifiedMar 7, 2003 to Jul 30, 2004 · Atlanta, Ga
- T••••• A••••••• S•••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Jan 5, 2022, registered Jan 12, 2022 (7 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Mar 2, 2021, registered Mar 2, 2021 (0 days) · corporate re-registration, not a move
- S•••• • S••••••••• L•• to B••• S••••••••• L••left Jan 2, 2013, registered Jan 2, 2013 (0 days) · corporate re-registration, not a move
- R••••• W• B•••• • C•• I••••••••• to S•••• • S••••••••• L••left Sep 23, 2010, registered Oct 12, 2010 (19 days) · Other
- M••••• S•••••• D• I••• to R••••• W• B•••• • C•• I•••••••••left Jul 30, 2004, registered Jul 29, 2004 (-1 days) · Other
- J••• J••••• M••••••• left T••••• A••••••• S•••••••• I••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2022-01-12)Jan 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address