DFX Intelligence
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Registered advisor
D•••• M•••••• C•••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
13 y
since Jan 29, 2013
In the industry
37 y
since Dec 19, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••• T••••••• • K•••• L•• independent RIA currentsince Jan 29, 2013 · Perkins, Ok
- E•••••••• A•••••••• L•• national BDMay 13, 2005 to May 10, 2012 · Oklahoma City, Ok
- S•••••• • C••• I••• unclassifiedApr 8, 2002 to Mar 21, 2003 · Edmond, Ok
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to H•••••• T••••••• • K•••• L••left May 10, 2012, registered Jan 29, 2013 (264 days) · Other
- S•••••• • C••• I••• to E•••••••• A•••••••• L••left Mar 21, 2003, registered May 13, 2005 (784 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address