DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•• C• L••••

U•• F•••••••• S•••••••• I•••independent RIADavenport, Ia dual registrantIAPD 1906516

Certified Financial Planner

Feed of 09/15/2026

Also filed as Roy Clayton Lines

At current firm

0 y

since Mar 24, 2026

In the industry

37 y

since Jan 20, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S•••••••• I••• independent RIA current
since Mar 24, 2026 · Davenport, Ia
L•• F•••••••• L•• BD affiliated
Oct 4, 2024 to Mar 27, 2026 · Moline, Il
N••••••• F••••••••• I••• independent RIA
Feb 27, 2024 to Aug 22, 2024 · Bettendorf, Ia
P••••••••• S••••••••• C••••••••• independent RIA
Dec 23, 2020 to Feb 20, 2024 · Carpinteria, Ca
A•••••• P••••••• P•••••••• I••• BD affiliated
Feb 18, 2015 to Jan 15, 2020 · Dubuque, Ia
1•• G••••• A••••••• I•• former
May 21, 2012 to Feb 26, 2013 · Dallas, Tx
L•••• A•••• M••••••••• unclassified
Dec 2, 2010 to Nov 14, 2011 · Dubuque, Ia
A•••••• P••••••• P•••••••• I••• BD affiliated
Jan 1, 1999 to Jul 7, 2010 · Dubuque, Ia

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to U•• F•••••••• S•••••••• I•••
left Mar 27, 2026, registered Mar 24, 2026 (-3 days) · Affiliated broker-dealer or bank to independent RIA
N••••••• F••••••••• I••• to L•• F•••••••• L••
left Aug 22, 2024, registered Oct 4, 2024 (43 days) · RIA to affiliated broker-dealer or bank
P••••••••• S••••••••• C••••••••• to N••••••• F••••••••• I•••
left Feb 20, 2024, registered Feb 27, 2024 (7 days) · RIA to RIA
A•••••• P••••••• P•••••••• I••• to P••••••••• S••••••••• C•••••••••
left Jan 15, 2020, registered Dec 23, 2020 (343 days) · RIA to RIA
1•• G••••• A••••••• I•• to A•••••• P••••••• P•••••••• I•••
left Feb 26, 2013, registered Feb 18, 2015 (722 days) · Other
L•••• A•••• M••••••••• to 1•• G••••• A••••••• I••
left Nov 14, 2011, registered May 21, 2012 (189 days) · Other
A•••••• P••••••• P•••••••• I••• to L•••• A•••• M•••••••••
left Jul 7, 2010, registered Dec 2, 2010 (148 days) · Other

Signals

R•• C• L•••• left L•• F•••••••• L•• for U•• F•••••••• S•••••••• I••• (registered 2026-03-24)
Mar 27, 2026 · Advisor changed firm · fact
R•• C• L•••• left N••••••• F••••••••• I••• for L•• F•••••••• L•• (registered 2024-10-04)
Aug 22, 2024 · Advisor changed firm · fact
R•• C• L•••• left P••••••••• S••••••••• C••••••••• for N••••••• F••••••••• I••• (registered 2024-02-27)
Feb 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address