DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ernest Junior Miars

LPL Financial LLCBD affiliatedCarlsbad, Ca dual registrantIAPD 1909437

Certified Financial Planner

Feed of 09/15/2026

Also filed as Jay Miars

At current firm

2 y

since Sep 28, 2023

In the industry

36 y

since Jun 21, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Sep 28, 2023 · Mesa, Az
Commonwealth Financial Network national BD
Jan 16, 2015 to Sep 27, 2023 · Scottsdale, Az
B.B. Graham & Company, Inc. independent RIA
Jun 14, 2011 to Jan 15, 2015 · Carlsbad, Ca
Wealth Advisors, Inc. former
Jun 8, 2004 to Dec 31, 2004 · Carlsbad, Ca
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Jan 2, 2004 to Mar 24, 2011 · Scottsdale, Az
Ameriprise Financial Services, LLC national BD
Aug 3, 2000 to Dec 12, 2003 · Carlsbad, Ca

Moves

a registration end followed by a registration begin elsewhere

Commonwealth Financial Network to LPL Financial LLC
left Sep 27, 2023, registered Sep 28, 2023 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
B.B. Graham & Company, Inc. to Commonwealth Financial Network
left Jan 15, 2015, registered Jan 16, 2015 (1 days) · Other
National Planning Corporation ("Npc Of America" In Fl & Ny) to Wealth Advisors, Inc.
left Mar 24, 2011, registered Jun 8, 2004 (-2480 days) · Other
Wealth Advisors, Inc. to B.B. Graham & Company, Inc.
left Dec 31, 2004, registered Jun 14, 2011 (2356 days) · Other
Ameriprise Financial Services, LLC to National Planning Corporation ("Npc Of America" In Fl & Ny)
left Dec 12, 2003, registered Jan 2, 2004 (21 days) · Other

Signals

Ernest Junior Miars left Commonwealth Financial Network for Lpl Financial Llc (registered 2023-09-28)
Sep 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address