DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kerry Glen Judd
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Kerry Glen Judd
At current firm
13 y
since Jan 11, 2013
In the industry
37 y
since Jan 31, 1989 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Bfc Planning, Inc. BD affiliated currentsince May 24, 2016 · Cedar Rapids, Ia
- Berthel Fisher & Company Financial Services, Inc. BD affiliated currentsince Jan 11, 2013 · Cottonwood Heights, Ut
- Msi Financial Services, Inc. formerMar 17, 2010 to Jan 11, 2013 · Sandy, Ut
- Knox Capital Advisors, LLC formerJan 26, 2006 to Feb 19, 2010 · Draper, Ut
- M Holdings Securities, Inc. BD affiliatedMar 5, 2004 to Jan 24, 2006 · Draper, Ut
- Osaic Fa, Inc. formerJan 19, 2000 to Mar 9, 2004 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- Msi Financial Services, Inc. to Berthel Fisher & Company Financial Services, Inc.left Jan 11, 2013, registered Jan 11, 2013 (0 days) · Other
- Knox Capital Advisors, LLC to Msi Financial Services, Inc.left Feb 19, 2010, registered Mar 17, 2010 (26 days) · Other
- M Holdings Securities, Inc. to Knox Capital Advisors, LLCleft Jan 24, 2006, registered Jan 26, 2006 (2 days) · Other
- Osaic Fa, Inc. to M Holdings Securities, Inc.left Mar 9, 2004, registered Mar 5, 2004 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address