L•••• E••••• N•••••

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since Sep 8, 2025 · Camarillo, Ca
• C••••••••• F•••••••• N•••••• national BD
  Oct 1, 2014 to Sep 9, 2025 · San Diego, Ca
• N••••• W••••• A••••••• unclassified
  Jul 12, 2006 to Jan 9, 2010 · Oxnard, Ca
• L•• F•••••••• L•• BD affiliated
  Jan 24, 2002 to Oct 13, 2014 · Camarillo, Ca

• C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••
  left Sep 9, 2025, registered Sep 8, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
• L•• F•••••••• L•• to N••••• W••••• A•••••••
  left Oct 13, 2014, registered Jul 12, 2006 (-3015 days) · Other
• N••••• W••••• A••••••• to C••••••••• F•••••••• N••••••
  left Jan 9, 2010, registered Oct 1, 2014 (1726 days) · Other

• ••• Locked
  Sep 9, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address