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Registered advisor
T••••• M•••••• C•••••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
9 y
since Dec 8, 2016
In the industry
31 y
since Apr 3, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Dec 8, 2016 · Independence, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDNov 23, 2010 to Dec 12, 2016 · Independence, Oh
- E•••••••• A•••••••• L•• national BDOct 7, 2009 to Nov 29, 2010 · Akron, Oh
- S••••••• I••••••••• I••• formerJan 21, 2003 to Oct 12, 2009 · Broadview Heights, Oh
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to P•••••• A•••••• G••••• L••left Dec 12, 2016, registered Dec 8, 2016 (-4 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Nov 29, 2010, registered Nov 23, 2010 (-6 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• I••• to E•••••••• A•••••••• L••left Oct 12, 2009, registered Oct 7, 2009 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address